We are live on ! Find out more
CWB icon

State Street SPDR Bloomberg Convertible Securities ETF

489 hedge funds and large institutions have $4.23B invested in State Street SPDR Bloomberg Convertible Securities ETF in 2021 Q3 according to their latest regulatory filings, with 46 funds opening new positions, 195 increasing their positions, 156 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed

171% more call options, than puts

Call options by funds: $350M | Put options by funds: $129M

25% more repeat investments, than reductions

Existing positions increased: 195 | Existing positions reduced: 156

15% more first-time investments, than exits

New positions opened: 46 | Existing positions closed: 40

3% more funds holding in top 10

Funds holding in top 10: 3233 (+1)

1% less funds holding

Funds holding: 492489 (-3)

2% less capital invested

Capital invested by funds: $4.32B → $4.23B (-$93.9M)

5.81% less ownership

Funds ownership: 66.03%60.22% (-5.8%)

Holders
489
Holders Change
-3
Holders Change %
-0.61%
% of All Funds
8.56%
Holding in Top 10
33
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+3.13%
% of All Funds
0.58%
New
46
Increased
195
Reduced
156
Closed
40
Calls
$350M
Puts
$129M
Net Calls
+$221M
Net Calls Change
+$235M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$283M +$3.23M +37,476 +1%
Morgan Stanley
2
Morgan Stanley
New York
$226M -$1.32M -15,279 -0.6%
Wells Fargo
3
Wells Fargo
California
$192M -$8.33M -96,568 -4%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$177M +$33.7M +391,035 +23%
Bessemer Group
5
Bessemer Group
New Jersey
$140M +$6.77M +78,455 +5%
HCM
6
Howard Capital Management
Georgia
$138M +$8.84M +102,486 +7%
AssetMark Inc
7
AssetMark Inc
California
$137M +$22.5M +260,414 +19%
Deutsche Bank
8
Deutsche Bank
Germany
$115M -$547K -6,338 -0.5%
PNC Financial Services Group
9
PNC Financial Services Group
Pennsylvania
$113M +$1.5M +17,347 +1%
Bank of Montreal
10
Bank of Montreal
Ontario, Canada
$112M -$3.41M -39,582 -3%
LPL Financial
11
LPL Financial
California
$110M +$9.1M +105,529 +9%
IA
12
IndexIQ Advisors
New York
$96.7M -$13.3M -154,168 -12%
Osaic Holdings
13
Osaic Holdings
Arizona
$87.2M +$9.79M +113,426 +12%
UBS Group
14
UBS Group
Switzerland
$79.1M +$3.54M +41,033 +5%
AWM
15
AE Wealth Management
Kansas
$77.7M +$67.5M +782,912 +616%
Goldman Sachs
16
Goldman Sachs
New York
$75.4M -$5.24M -60,786 -6%
Ameriprise
17
Ameriprise
Minnesota
$71.9M +$973K +11,282 +1%
Allianz Asset Management
18
Allianz Asset Management
Germany
$65.7M +$16.8M +194,370 +34%
MFM
19
MD Financial Management
Ontario, Canada
$59.6M -$21.4M -247,707 -26%
PWAG
20
Polaris Wealth Advisory Group
California
$58.1M +$7.24M +83,953 +14%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$57.6M +$15.7M +181,430 +37%
CCA
22
Conservest Capital Advisors
Pennsylvania
$55.5M -$796K -9,224 -1%
Northwestern Mutual Wealth Management
23
Northwestern Mutual Wealth Management
Wisconsin
$50.2M +$11.1M +128,172 +28%
Franklin Resources
24
Franklin Resources
California
$48.2M +$48.7M +564,380 +99,363%
BPC
25
Banque Pictet & Cie
Switzerland
$48M -$42.5K -493 -0.1%

CWB Hedge Fund Activity: Q3 2021 in Review

489 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Bloomberg Convertible Securities ETF (CWB) for Q3 2021, worth a combined $4.23B — down 2.2% from $4.32B a quarter earlier.

Buyers outnumbered sellers: 46 funds opened new CWB positions and 40 closed out — a net gain of 6 holders — while 195 added to existing stakes and 156 trimmed.

The largest buyer was AE Wealth Management, adding an estimated $67.5M. The largest seller was Jane Street, cutting an estimated $306M.

  • 489 institutional investors held State Street SPDR Bloomberg Convertible Securities ETF (CWB) as of Q3 2021, down from 492 in Q2 2021.
  • Funds reported $4.23B of State Street SPDR Bloomberg Convertible Securities ETF stock for Q3 2021, down 2.2% quarter-over-quarter.
  • 46 funds opened new State Street SPDR Bloomberg Convertible Securities ETF positions in Q3 2021 and 40 closed out, a net change of +6 holders.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF buyer in Q3 2021 was AE Wealth Management, an estimated $67.5M added.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF seller in Q3 2021 was Jane Street, an estimated $306M sold.

Based on aggregated 13F filings for Q3 2021.