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State Street SPDR Bloomberg Convertible Securities ETF

146 hedge funds and large institutions have $1.26B invested in State Street SPDR Bloomberg Convertible Securities ETF in 2014 Q1 according to their latest regulatory filings, with 21 funds opening new positions, 77 increasing their positions, 32 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

141% more repeat investments, than reductions

Existing positions increased: 77 | Existing positions reduced: 32

40% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 15

26% more call options, than puts

Call options by funds: $1.61M | Put options by funds: $1.28M

14% more capital invested

Capital invested by funds: $1.11B → $1.26B (+$158M)

8% more funds holding in top 10

Funds holding in top 10: 1213 (+1)

4% more funds holding

Funds holding: 140146 (+6)

2.64% less ownership

Funds ownership: 54.44%51.8% (-2.6%)

Holders
146
Holders Change
+6
Holders Change %
+4.29%
% of All Funds
4.22%
Holding in Top 10
13
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+8.33%
% of All Funds
0.38%
New
21
Increased
77
Reduced
32
Closed
15
Calls
$1.61M
Puts
$1.28M
Net Calls
+$334K
Net Calls Change
+$390K
Name Holding Trade Value Shares
Change
Change in
Stake
Deutsche Bank
1
Deutsche Bank
Germany
$239M +$6.5M +135,085 +3%
Morgan Stanley
2
Morgan Stanley
New York
$139M -$1.14M -23,633 -0.8%
Bank of America
3
Bank of America
North Carolina
$106M +$13.1M +272,167 +14%
QI
4
QS Investors
New York
$79.7M +$18.7M +389,362 +31%
Wells Fargo
5
Wells Fargo
California
$71.6M +$7.07M +146,903 +11%
Schroder Investment Management Group
6
Schroder Investment Management Group
United Kingdom
$56.2M +$34.5M +717,726 +161%
U
7
UBS
Switzerland
$54.5M -$4.92M -102,355 -8%
AUIM
8
Aegon USA Investment Management
Iowa
$48.5M -$5.09M -105,835 -10%
IG
9
ING Group
Netherlands
$43.6M +$19.2M +400,000 +80%
IA
10
IndexIQ Advisors
New York
$30M +$8.96M +186,301 +43%
PNC Financial Services Group
11
PNC Financial Services Group
Pennsylvania
$27.4M +$4.57M +95,050 +20%
PWAG
12
Polaris Wealth Advisory Group
California
$20.2M +$473K +9,835 +2%
HIM
13
Hanlon Investment Management
New Jersey
$16.2M -$1.39M -28,825 -8%
HNB
14
Huntington National Bank
Ohio
$16.2M
Bank of Montreal
15
Bank of Montreal
Ontario, Canada
$15.4M +$1.24M +25,802 +9%
GC
16
Guggenheim Capital
Illinois
$14.9M +$1.36M +28,294 +10%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$13.5M +$7.21M +149,956 +116%
SG Americas Securities
18
SG Americas Securities
New York
$10.7M
LPL Financial
19
LPL Financial
California
$10.5M -$3.83M -79,624 -27%
Fidelity Investments
20
Fidelity Investments
Massachusetts
$9.9M +$9.48M +196,992 +2,043%
BOS
21
Bank of Stockton
California
$9.56M +$1.8M +37,400 +23%
PA
22
Pinnacle Associates
New York
$9.04M +$2.55M +53,041 +40%
BAAM
23
Baker Avenue Asset Management
California
$8.91M +$426K +8,856 +5%
FF
24
Friedenthal Financial
New Jersey
$8.42M +$12.6M +261,704 +2,573%
TFA
25
Transamerica Financial Advisors
Florida
$7.31M +$501K +10,417 +7%