Aegon USA Investment Management’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Aegon USA Investment Management’s Portfolio CWB Stock Details CWB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-973,283	Closed	-$49.2M	–	70
2014 Q2	$49.2M	Sell	973,283 -29,830	-3%	-$1.46M	0.45%	18
2014 Q1	$48.5M	Sell	1,003,113 -105,835	-10%	-$5.09M	0.49%	20
2013 Q4	$51.8M	Sell	1,108,948 -89,079	-7%	-$4.11M	0.56%	18
2013 Q3	$54.2M	Buy	1,198,027 +243,467	+26%	+$10.8M	0.67%	20
2013 Q2	$40.7M	Buy	+954,560	New	+$41.1M	0.58%	21

Other funds holding CWB

Deutsche Bank Frankfurt Am Main Ge, Germany $344B AUM 42.99% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

ING Group Amsterdam, Netherlands $20.5B AUM 49.71% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

QS Investors New York $8.47B AUM 30.71% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Schroder Investment Management Group London, United Kingdom $141B AUM 34.18% 1-Year Est. Return

PNAA

Pictet North America Advisors Geneva 73, Switzerland $1.13B AUM 17.98% 1-Year Est. Return

IndexIQ Advisors New York $2.82B AUM 12.48% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Aegon USA Investment Management's CWB Position: Q3 2014 in Review

Aegon USA Investment Management sold out of State Street SPDR Bloomberg Convertible Securities ETF (CWB) in Q3 2014, closing a stake of 973,283 shares — an estimated $49.2M sold.

Aegon USA Investment Management first reported a position in CWB in Q2 2013 and held it in 5 quarters. The position peaked at $54.2M in Q3 2013. 163 funds tracked by Wall St. Rank hold CWB as of Q3 2014.

Aegon USA Investment Management reported no remaining State Street SPDR Bloomberg Convertible Securities ETF position as of Q3 2014 after selling out during the quarter.
Aegon USA Investment Management sold 973,283 State Street SPDR Bloomberg Convertible Securities ETF shares in Q3 2014, an estimated $49.2M.
Aegon USA Investment Management first reported a position in State Street SPDR Bloomberg Convertible Securities ETF in Q2 2013 and held it in 5 quarters.
Aegon USA Investment Management's State Street SPDR Bloomberg Convertible Securities ETF position peaked at $54.2M in Q3 2013.
163 funds tracked by Wall St. Rank held State Street SPDR Bloomberg Convertible Securities ETF as of Q3 2014.

Based on Aegon USA Investment Management's 13F filing for Q3 2014, filed 31 Oct 2014.