Aegon USA Investment Management’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Aegon USA Investment Management’s Portfolio CWB Stock Details CWB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-973,283	Closed	-$49.2M	–	70
2014 Q2	$49.2M	Sell	973,283 -29,830	-3%	-$1.46M	0.45%	18
2014 Q1	$48.5M	Sell	1,003,113 -105,835	-10%	-$5.09M	0.49%	20
2013 Q4	$51.8M	Sell	1,108,948 -89,079	-7%	-$4.11M	0.56%	18
2013 Q3	$54.2M	Buy	1,198,027 +243,467	+26%	+$10.8M	0.67%	20
2013 Q2	$40.7M	Buy	+954,560	New	+$41.1M	0.58%	21

Other funds holding CWB

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

ING Group Amsterdam, Netherlands $16.4B AUM 34.6% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

QS Investors New York $8.47B AUM 30.71% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

Schroder Investment Management Group

Schroder Investment Management Group London, United Kingdom $122B AUM 29.27% 1-Year Est. Return

Pictet North America Advisors Geneva 73, Switzerland $1.01B AUM 13.2% 1-Year Est. Return

IndexIQ Advisors New York $2.82B AUM 12.48% 1-Year Est. Return

UBS Zurich, Switzerland $109B AUM 16.36% 1-Year Est. Return