ING Group’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

ING Group’s Portfolio CWB Stock Details CWB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-2,000,000	Closed	-$89.5M	–	649
2015 Q3	$89.5M	Sell	2,000,000 -1,000,000	-33%	-$46.4M	0.62%	35
2015 Q2	$143M	Sell	3,000,000 -1,000,000	-25%	-$48.5M	0.77%	24
2015 Q1	$191M	Buy	4,000,000 +500,000	+14%	+$23.6M	0.96%	18
2014 Q4	$164M	Buy	3,500,000 +400,000	+13%	+$19.6M	0.77%	24
2014 Q3	$154M	Hold	3,100,000	–	–	0.89%	23
2014 Q2	$157M	Buy	3,100,000 +2,200,000	+244%	+$108M	0.79%	25
2014 Q1	$43.6M	Buy	900,000 +400,000	+80%	+$19.2M	0.23%	105
2013 Q4	$23.4M	Hold	500,000	–	–	0.12%	183
2013 Q3	$22.7M	Buy	+500,000	New	+$22.2M	0.11%	185

Other funds holding CWB

Laffer Tengler Investments Nashville, Tennessee $677M AUM 27.58% 1-Year Est. Return

Nan Shan Life Insurance Taipei City, Taiwan $2.76B AUM 6.75% 1-Year Est. Return

Fidelity Investments

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

QS Investors New York $8.47B AUM 30.71% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

PNC Financial Services Group

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $431B AUM 30.22% 1-Year Est. Return