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SPDR Bloomberg Convertible Securities ETF
CWB

Overview Fund Activity

140 hedge funds and large institutions have $1.11B invested in SPDR Bloomberg Convertible Securities ETF in 2013 Q4 according to their latest regulatory filings, with 39 funds opening new positions, 71 increasing their positions, 17 reducing their positions, and 12 closing their positions.

Holders
140
Holders Change
+25
Holders Change %
+21.74%
% of All Funds
4.07%
Holding in Top 10
12
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+50%
% of All Funds
0.35%
New
39
Increased
71
Reduced
17
Closed
12
Calls
$589K
Puts
$645K
Net Calls
-$56K
Net Calls Change
-$56K

Top Buyers

1
Deutsche Bank
1
Deutsche Bank
Germany
$224M
2
QI
2
QS Investors
New York
$58.8M
3
WCM
3
Weatherstone Capital Management
Colorado
$20.3M
4
Bank of America
4
Bank of America
North Carolina
$89.6M
5
Morgan Stanley
5
Morgan Stanley
New York
$135M

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$0
2
AUIM
2
Aegon USA Investment Management
Iowa
$51.8M
3
HIM
3
Hanlon Investment Management
New Jersey
$17M
4
VAM
4
Visionary Asset Management
Texas
$0
5
BIT
5
BlackRock Institutional Trust
California
$5.4M
Name Market Value Shares Shares
Change 		Shares
Change %
Deutsche Bank
1
Deutsche Bank
Germany
$224M 4,802,410 +550,938 +13%
Morgan Stanley
2
Morgan Stanley
New York
$135M 2,888,832 +201,839 +8%
Bank of America
3
Bank of America
North Carolina
$89.6M 1,917,133 +285,386 +17%
Wells Fargo
4
Wells Fargo
California
$62.3M 1,333,751 +615 +0%
QI
5
QS Investors
New York
$58.8M 1,257,421 +528,184 +72%
U
6
UBS
Switzerland
$57.5M 1,229,539 +22,097 +2%
AUIM
7
Aegon USA Investment Management
Iowa
$51.8M 1,108,948 -89,079 -7%
IG
8
ING Group
Netherlands
$23.4M 500,000 – –
PNC Financial Services Group
9
PNC Financial Services Group
Pennsylvania
$22.1M 472,110 +94,058 +25%
Schroder Investment Management Group
10
Schroder Investment Management Group
United Kingdom
$20.8M 444,425 +7,934 +2%
WCM
11
Weatherstone Capital Management
Colorado
$20.3M 436,389 +290,707 +200%
IA
12
IndexIQ Advisors
New York
$20.3M 434,624 +1,401 +0.3%
PWAG
13
Polaris Wealth Advisory Group
California
$19M 406,956 +48,816 +14%
HIM
14
Hanlon Investment Management
New Jersey
$17M 363,813 -39,080 -10%
LPL Financial
15
LPL Financial
California
$13.9M 297,522 +58,854 +25%
Bank of Montreal
16
Bank of Montreal
Ontario, Canada
$13.6M 292,048 +8,343 +3%
GC
17
Guggenheim Capital
Illinois
$13.1M 280,572 -8,890 -3%
HNB
18
Huntington National Bank
Ohio
– – – –
SG Americas Securities
19
SG Americas Securities
New York
$10.3M 220,201 – –
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$8.87M 189,863 +113,363 +148%
BAAM
21
Baker Avenue Asset Management
California
$8.19M 175,314 +19,002 +12%
BOS
22
Bank of Stockton
California
$7.49M 160,248 +61,228 +62%
TFA
23
Transamerica Financial Advisors
Florida
$6.58M 140,692 +5,717 +4%
WCM
24
Windsor Capital Management
Arizona
$6.29M 134,641 -4,061 -3%
PA
25
Pinnacle Associates
New York
$6.25M 133,729 +36,817 +38%
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