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SPDR Bloomberg Convertible Securities ETF
CWB

Overview Fund Activity

115 hedge funds and large institutions have $913M invested in SPDR Bloomberg Convertible Securities ETF in 2013 Q3 according to their latest regulatory filings, with 24 funds opening new positions, 53 increasing their positions, 25 reducing their positions, and 9 closing their positions.

Holders
115
Holders Change
+14
Holders Change %
+13.86%
% of All Funds
3.73%
Holding in Top 10
8
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+14.29%
% of All Funds
0.26%
New
24
Increased
53
Reduced
25
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Deutsche Bank
1
Deutsche Bank
Germany
$192M
2
Bank of America
2
Bank of America
North Carolina
$73.8M
3
IG
3
ING Group
Netherlands
$22.7M
4
Schroder Investment Management Group
4
Schroder Investment Management Group
United Kingdom
$19.7M
5
PWAG
5
Polaris Wealth Advisory Group
California
$16.2M

Top Sellers

1
HIM
1
Hanlon Investment Management
New Jersey
$18.2M
2
CS
2
Credit Suisse
Switzerland
$6.09M
3
OAMG
3
Odey Asset Management Group
United Kingdom
$0
4
CA
4
Cetera Advisors
Colorado
$0
5
Allianz Asset Management
5
Allianz Asset Management
Germany
$1.44M
Name Market Value Shares Shares
Change 		Shares
Change %
Deutsche Bank
1
Deutsche Bank
Germany
$192M 4,251,472 +2,674,508 +170%
Morgan Stanley
2
Morgan Stanley
New York
$121M 2,686,993 +248,751 +10%
Bank of America
3
Bank of America
North Carolina
$73.8M 1,631,747 +572,610 +54%
Wells Fargo
4
Wells Fargo
California
$60.3M 1,333,136 +176,699 +15%
U
5
UBS
Switzerland
$54.6M 1,207,442 +155,292 +15%
AUIM
6
Aegon USA Investment Management
Iowa
$54.2M 1,198,027 +243,467 +26%
QI
7
QS Investors
New York
$33M 729,237 +40,051 +6%
IG
8
ING Group
Netherlands
$22.7M 500,000 +500,000 New
Schroder Investment Management Group
9
Schroder Investment Management Group
United Kingdom
$19.7M 436,491 +436,491 New
IA
10
IndexIQ Advisors
New York
$19.6M 433,223 +25,419 +6%
HIM
11
Hanlon Investment Management
New Jersey
$18.2M 402,893 -487,231 -55%
PNC Financial Services Group
12
PNC Financial Services Group
Pennsylvania
$17.1M 378,052 +28,343 +8%
PWAG
13
Polaris Wealth Advisory Group
California
$16.2M 358,140 +358,140 New
GC
14
Guggenheim Capital
Illinois
$13.1M 289,462 -12,545 -4%
Bank of Montreal
15
Bank of Montreal
Ontario, Canada
$12.8M 283,705 +11,627 +4%
LPL Financial
16
LPL Financial
California
$10.8M 238,668 +97,666 +69%
SG Americas Securities
17
SG Americas Securities
New York
$9.95M 220,201 – –
BAAM
18
Baker Avenue Asset Management
California
$7.07M 156,312 -636 -0.4%
WCM
19
Weatherstone Capital Management
Colorado
$6.61M 145,682 +145,682 New
HNB
20
Huntington National Bank
Ohio
– – – –
WCM
21
Windsor Capital Management
Arizona
$6.27M 138,702 +3,895 +3%
BIT
22
BlackRock Institutional Trust
California
$6.16M 136,333 +52,650 +63%
TFA
23
Transamerica Financial Advisors
Florida
$6.1M 134,975 +3,594 +3%
CS
24
Credit Suisse
Switzerland
$6.09M 134,819 -476,082 -78%
NAM
25
NTV Asset Management
West Virginia
$5.13M 113,565 +19,850 +21%
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