Credit Suisse’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-15,000	Closed	-$1.3M	–	4417
2021 Q2	$1.3M	Buy	+15,000	New	+$1.27M	﹤0.01%	3185
2020 Q1	–	Sell	-74,525	Closed	-$4.14M	–	4026
2019 Q4	$4.14M	Buy	+74,525	New	+$4.01M	﹤0.01%	2014
2016 Q2	–	Sell	-45,695	Closed	-$1.97M	–	4220
2016 Q1	$1.97M	Sell	45,695 -145,584	-76%	-$6.02M	﹤0.01%	2220
2015 Q4	$8.28M	Buy	191,279 +57,935	+43%	+$2.65M	0.01%	1273
2015 Q3	$5.96M	Sell	133,344 -73,578	-36%	-$3.41M	0.01%	1433
2015 Q2	$9.84M	Buy	206,922 +24,292	+13%	+$1.18M	0.01%	1258
2015 Q1	$8.72M	Sell	182,630 -13,339	-7%	-$630K	0.01%	1282
2014 Q4	$9.19M	Buy	195,969 +68,294	+53%	+$3.34M	0.01%	1341
2014 Q3	$6.34M	Buy	127,675 +2,174	+2%	+$109K	0.01%	1577
2014 Q2	$6.34M	Buy	125,501 +10,887	+9%	+$532K	0.01%	1742
2014 Q1	$5.55M	Sell	114,614 -15,462	-12%	-$744K	0.01%	1677
2013 Q4	$6.08M	Sell	130,076 -4,743	-4%	-$219K	0.01%	1671
2013 Q3	$6.09M	Sell	134,819 -476,082	-78%	-$21.2M	0.01%	1482
2013 Q2	$26.1M	Buy	+610,901	New	+$26.3M	0.03%	637