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State Street SPDR Bloomberg Convertible Securities ETF

406 hedge funds and large institutions have $2.53B invested in State Street SPDR Bloomberg Convertible Securities ETF in 2019 Q4 according to their latest regulatory filings, with 100 funds opening new positions, 157 increasing their positions, 92 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

335% more first-time investments, than exits

New positions opened: 100 | Existing positions closed: 23

71% more repeat investments, than reductions

Existing positions increased: 157 | Existing positions reduced: 92

22% more funds holding in top 10

Funds holding in top 10: 1822 (+4)

20% more funds holding

Funds holding: 337406 (+69)

18% more capital invested

Capital invested by funds: $2.14B → $2.53B (+$390M)

2.71% more ownership

Funds ownership: 52.75%55.45% (+2.7%)

0% less call options, than puts

Call options by funds: $5.62M | Put options by funds: $5.63M

Holders
406
Holders Change
+69
Holders Change %
+20.47%
% of All Funds
8%
Holding in Top 10
22
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+22.22%
% of All Funds
0.43%
New
100
Increased
157
Reduced
92
Closed
23
Calls
$5.62M
Puts
$5.63M
Net Calls
-$6K
Net Calls Change
+$440K
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$206M +$9.71M +180,297 +5%
Morgan Stanley
2
Morgan Stanley
New York
$204M +$10.4M +192,340 +6%
NSLI
3
Nan Shan Life Insurance
Taiwan
$163M
Wells Fargo
4
Wells Fargo
California
$140M +$11.5M +212,819 +9%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$77.1M +$8.54M +158,656 +13%
Ameriprise
6
Ameriprise
Minnesota
$71.7M +$7.56M +140,511 +12%
PNC Financial Services Group
7
PNC Financial Services Group
Pennsylvania
$69.8M -$7.46M -138,531 -10%
HCM
8
Howard Capital Management
Georgia
$66.9M -$4.95M -91,971 -7%
Deutsche Bank
9
Deutsche Bank
Germany
$65.1M +$25.1M +466,852 +66%
UBS Group
10
UBS Group
Switzerland
$63.6M +$1.68M +31,126 +3%
CCA
11
Conservest Capital Advisors
Pennsylvania
$50.6M +$2.14M +39,846 +5%
MFM
12
MD Financial Management
Ontario, Canada
$47.9M -$1.26M -23,448 -3%
QI
13
QS Investors
New York
$37.8M -$30.8M -572,077 -46%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$35.8M +$2.31M +42,884 +7%
LPL Financial
15
LPL Financial
California
$35M +$5.08M +94,411 +18%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$30.7M +$5.17M +96,007 +21%
BPC
17
Banque Pictet & Cie
Switzerland
$30.3M +$1.17M +21,775 +4%
PNAA
18
Pictet North America Advisors
Switzerland
$30.1M +$1.17M +21,775 +4%
IA
19
IndexIQ Advisors
New York
$28.3M +$23.5M +436,351 +599%
Truist Financial
20
Truist Financial
North Carolina
$27.9M +$27.1M +503,348 New
GC
21
Guggenheim Capital
Illinois
$26M +$1.43M +26,643 +6%
Prudential Financial
22
Prudential Financial
New Jersey
$25.6M +$2.18M +40,500 +10%
RJA
23
Raymond James & Associates
Florida
$25.6M -$195K -3,615 -0.8%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$23.2M +$401K +7,446 +2%
BAM
25
BTS Asset Management
Massachusetts
$20.7M +$20M +371,050 +21,485%

CWB Hedge Fund Activity: Q4 2019 in Review

406 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Bloomberg Convertible Securities ETF (CWB) for Q4 2019, worth a combined $2.53B — up 18% from $2.14B a quarter earlier.

Buyers outnumbered sellers: 100 funds opened new CWB positions and 23 closed out — a net gain of 77 holders — while 157 added to existing stakes and 92 trimmed.

The largest buyer was Truist Financial, opening a new position worth an estimated $27.1M. The largest seller was QS Investors, cutting an estimated $30.8M.

  • 406 institutional investors held State Street SPDR Bloomberg Convertible Securities ETF (CWB) as of Q4 2019, up from 337 in Q3 2019.
  • Funds reported $2.53B of State Street SPDR Bloomberg Convertible Securities ETF stock for Q4 2019, up 18% quarter-over-quarter.
  • 100 funds opened new State Street SPDR Bloomberg Convertible Securities ETF positions in Q4 2019 and 23 closed out, a net change of +77 holders.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF buyer in Q4 2019 was Truist Financial, an estimated $27.1M added.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF seller in Q4 2019 was QS Investors, an estimated $30.8M sold.

Based on aggregated 13F filings for Q4 2019.