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State Street SPDR Bloomberg Convertible Securities ETF

325 hedge funds and large institutions have $2.14B invested in State Street SPDR Bloomberg Convertible Securities ETF in 2017 Q4 according to their latest regulatory filings, with 81 funds opening new positions, 121 increasing their positions, 86 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

286% more first-time investments, than exits

New positions opened: 81 | Existing positions closed: 21

41% more repeat investments, than reductions

Existing positions increased: 121 | Existing positions reduced: 86

21% more funds holding

Funds holding: 268325 (+57)

21% more funds holding in top 10

Funds holding in top 10: 2429 (+5)

1.84% less ownership

Funds ownership: 54.85%53.01% (-1.8%)

6% less capital invested

Capital invested by funds: $2.27B → $2.14B (-$129M)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $845K

Holders
325
Holders Change
+57
Holders Change %
+21.27%
% of All Funds
7.37%
Holding in Top 10
29
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+20.83%
% of All Funds
0.66%
New
81
Increased
121
Reduced
86
Closed
21
Calls
Puts
$845K
Net Calls
-$845K
Net Calls Change
-$524K
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$171M +$5.21M +101,281 +3%
Morgan Stanley
2
Morgan Stanley
New York
$160M +$4.69M +91,222 +3%
Wells Fargo
3
Wells Fargo
California
$140M -$22.3M -433,550 -14%
Fidelity Investments
4
Fidelity Investments
Massachusetts
$129M -$8.96M -174,109 -6%
MFM
5
MD Financial Management
Ontario, Canada
$80.1M +$81.4M +1,583,124 New
PNC Financial Services Group
6
PNC Financial Services Group
Pennsylvania
$70M +$3.8M +73,774 +6%
UBS Group
7
UBS Group
Switzerland
$55.6M -$1.04M -20,215 -2%
Bank of Montreal
8
Bank of Montreal
Ontario, Canada
$54.2M +$6.03M +117,162 +12%
Ameriprise
9
Ameriprise
Minnesota
$51.7M +$3.59M +69,685 +7%
LPL Financial
10
LPL Financial
California
$44.3M +$3.54M +68,841 +9%
RJA
11
Raymond James & Associates
Florida
$42.1M +$3.6M +69,989 +9%
PWAG
12
Polaris Wealth Advisory Group
California
$39.4M +$4.46M +86,632 +13%
QI
13
QS Investors
New York
$37.7M -$132M -2,569,688 -78%
Prudential Financial
14
Prudential Financial
New Jersey
$37.4M +$1.75M +33,979 +5%
State Street
15
State Street
Massachusetts
$36.4M +$8.14M +158,290 +28%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$32.9M +$378K +7,340 +1%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$31.8M +$26.3M +511,707 +437%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$27.4M +$2.65M +51,431 +10%
Goldman Sachs
19
Goldman Sachs
New York
$25.7M +$1.94M +37,801 +8%
Fifth Third Bancorp
20
Fifth Third Bancorp
Ohio
$24.8M +$1.21M +23,574 +5%
GC
21
Guggenheim Capital
Illinois
$24.4M +$2.31M +44,916 +10%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$19.7M +$9.28M +180,389 +86%
BPC
23
Banque Pictet & Cie
Switzerland
$19.3M +$390K +7,582 +2%
Jane Street
24
Jane Street
New York
$19.1M +$19.4M +377,927 New
PNAA
25
Pictet North America Advisors
Switzerland
$18.9M +$390K +7,582 +2%

CWB Hedge Fund Activity: Q4 2017 in Review

325 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Bloomberg Convertible Securities ETF (CWB) for Q4 2017, worth a combined $2.14B — down 5.7% from $2.27B a quarter earlier.

Buyers outnumbered sellers: 81 funds opened new CWB positions and 21 closed out — a net gain of 60 holders — while 121 added to existing stakes and 86 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $26.3M. The largest seller was Nan Shan Life Insurance, cutting an estimated $189M.

  • 325 institutional investors held State Street SPDR Bloomberg Convertible Securities ETF (CWB) as of Q4 2017, up from 268 in Q3 2017.
  • Funds reported $2.14B of State Street SPDR Bloomberg Convertible Securities ETF stock for Q4 2017, down 5.7% quarter-over-quarter.
  • 81 funds opened new State Street SPDR Bloomberg Convertible Securities ETF positions in Q4 2017 and 21 closed out, a net change of +60 holders.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF buyer in Q4 2017 was Envestnet Asset Management, an estimated $26.3M added.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF seller in Q4 2017 was Nan Shan Life Insurance, an estimated $189M sold.

Based on aggregated 13F filings for Q4 2017.