Ladenburg Thalmann Financial Services’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio CWB Stock Details CWB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$23.2M	Buy	421,447 +7,446	+2%	+$401K	0.15%	154
2019 Q3	$21.7M	Buy	414,001 +101,939	+33%	+$5.4M	0.15%	150
2019 Q2	$16.5M	Sell	312,062 -19,506	-6%	-$1.02M	0.12%	177
2019 Q1	$17.3M	Buy	331,568 +71,117	+27%	+$3.61M	0.13%	166
2018 Q4	$12.2M	Sell	260,451 -25,043	-9%	-$1.26M	0.11%	179
2018 Q3	$15.4M	Sell	285,494 -42,007	-13%	-$2.25M	0.13%	159
2018 Q2	$16.9M	Hold	327,501	–	–	0.16%	139
2018 Q1	$16.9M	Sell	327,501 -62,007	-16%	-$3.23M	0.16%	139
2017 Q4	$19.7M	Buy	389,508 +180,389	+86%	+$9.28M	0.19%	117
2017 Q3	$10.7M	Buy	209,119 +76,754	+58%	+$3.89M	0.12%	176
2017 Q2	$6.55M	Buy	132,365 +57,006	+76%	+$2.79M	0.08%	230
2017 Q1	$3.56M	Buy	75,359 +991	+1%	+$46.9K	0.05%	361
2016 Q4	$3.4M	Sell	74,368 -3,225	-4%	-$147K	0.05%	353
2016 Q3	$3.6M	Buy	77,593 +36,368	+88%	+$1.66M	0.05%	316
2016 Q2	$1.81M	Buy	41,225 +425	+1%	+$18.4K	0.03%	501
2016 Q1	$1.76M	Sell	40,800 -17,041	-29%	-$705K	0.03%	473
2015 Q4	$2.52M	Sell	57,841 -8,244	-12%	-$377K	0.05%	357
2015 Q3	$2.96M	Sell	66,085 -18,193	-22%	-$844K	0.06%	296
2015 Q2	$4.01M	Sell	84,278 -31,086	-27%	-$1.51M	0.07%	258
2015 Q1	$5.51M	Sell	115,364 -9,390	-8%	-$444K	0.11%	193
2014 Q4	$5.85M	Buy	124,754 +5,997	+5%	+$294K	0.13%	166
2014 Q3	$5.9M	Buy	118,757 +22,326	+23%	+$1.12M	0.16%	123
2014 Q2	$4.87M	Buy	96,431 +8,572	+10%	+$419K	0.13%	139
2014 Q1	$4.25M	Sell	87,859 -2,238	-2%	-$108K	0.12%	130
2013 Q4	$4.21M	Buy	90,097 +29,477	+49%	+$1.36M	0.13%	136
2013 Q3	$2.74M	Buy	60,620 +18,395	+44%	+$817K	0.09%	174
2013 Q2	$1.8M	Buy	+42,225	New	+$1.82M	0.06%	238

Other funds holding CWB

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

NSLI

Nan Shan Life Insurance Taipei City, Taiwan $2.76B AUM 6.75% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

HCM

Howard Capital Management Roswell, Georgia $6.11B AUM 33.56% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Ladenburg Thalmann Financial Services's CWB Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its State Street SPDR Bloomberg Convertible Securities ETF (CWB) stake by 1.8% in Q4 2019, buying an estimated $401K and bringing the position to 421,447 shares worth $23.2M. The position accounts for 0.15% of the portfolio, ranked #154.

Ladenburg Thalmann Financial Services first reported a position in CWB in Q2 2013 and has held it in 27 quarters since. 406 funds tracked by Wall St. Rank hold CWB as of Q4 2019.

Ladenburg Thalmann Financial Services held 421,447 shares of State Street SPDR Bloomberg Convertible Securities ETF worth $23.2M as of Q4 2019.
Ladenburg Thalmann Financial Services bought 7,446 State Street SPDR Bloomberg Convertible Securities ETF shares in Q4 2019, an estimated $401K.
State Street SPDR Bloomberg Convertible Securities ETF made up 0.15% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #154 holding.
Ladenburg Thalmann Financial Services first reported a position in State Street SPDR Bloomberg Convertible Securities ETF in Q2 2013 and has held it in 27 quarters since.
406 funds tracked by Wall St. Rank held State Street SPDR Bloomberg Convertible Securities ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.