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State Street SPDR Bloomberg Convertible Securities ETF

244 hedge funds and large institutions have $2.05B invested in State Street SPDR Bloomberg Convertible Securities ETF in 2017 Q1 according to their latest regulatory filings, with 35 funds opening new positions, 103 increasing their positions, 76 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

52% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 23

36% more repeat investments, than reductions

Existing positions increased: 103 | Existing positions reduced: 76

10% more capital invested

Capital invested by funds: $1.86B → $2.05B (+$193M)

5% more funds holding

Funds holding: 233244 (+11)

0.5% less ownership

Funds ownership: 59.6%59.11% (-0.5%)

8% less funds holding in top 10

Funds holding in top 10: 2422 (-2)

74% less call options, than puts

Call options by funds: $409K | Put options by funds: $1.56M

Holders
244
Holders Change
+11
Holders Change %
+4.72%
% of All Funds
6.07%
Holding in Top 10
22
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-8.33%
% of All Funds
0.55%
New
35
Increased
103
Reduced
76
Closed
23
Calls
$409K
Puts
$1.56M
Net Calls
-$1.15M
Net Calls Change
+$750K
Name Holding Trade Value Shares
Change
Change in
Stake
NSLI
1
Nan Shan Life Insurance
Taiwan
$183M
Bank of America
2
Bank of America
North Carolina
$156M +$16.9M +357,732 +12%
QI
3
QS Investors
New York
$156M -$15.3M -324,087 -9%
Morgan Stanley
4
Morgan Stanley
New York
$153M -$16.7M -352,446 -10%
Fidelity Investments
5
Fidelity Investments
Massachusetts
$130M +$18.4M +389,246 +17%
IA
6
IndexIQ Advisors
New York
$122M -$10M -212,304 -8%
Wells Fargo
7
Wells Fargo
California
$98.1M -$13.8M -291,914 -13%
UBS Group
8
UBS Group
Switzerland
$48.3M +$5.54M +117,110 +13%
PNC Financial Services Group
9
PNC Financial Services Group
Pennsylvania
$47.5M +$5.91K +125 +0%
BAM
10
BTS Asset Management
Massachusetts
$44.4M +$43.6M +922,047 New
Bank of Montreal
11
Bank of Montreal
Ontario, Canada
$38.3M +$20.5M +432,811 +119%
Prudential Financial
12
Prudential Financial
New Jersey
$37.8M +$6.65M +140,685 +22%
HIM
13
Hanlon Investment Management
New Jersey
$33.9M +$33.4M +705,779 New
Ameriprise
14
Ameriprise
Minnesota
$33.6M -$47.1M -995,824 -59%
Goldman Sachs
15
Goldman Sachs
New York
$29.8M +$2.91M +61,449 +11%
PWAG
16
Polaris Wealth Advisory Group
California
$27.7M -$418K -8,834 -2%
LPL Financial
17
LPL Financial
California
$26.5M +$2.22M +46,967 +9%
State Street
18
State Street
Massachusetts
$26M +$6.25M +132,243 +32%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$25.9M +$20.7M +438,634 +444%
RJA
20
Raymond James & Associates
Florida
$24.4M +$5.91M +124,880 +33%
Fifth Third Bancorp
21
Fifth Third Bancorp
Ohio
$23.4M +$2.09M +44,087 +10%
HI
22
Horizon Investments
North Carolina
$21.3M +$20.9M +442,068 New
BPC
23
Banque Pictet & Cie
Switzerland
$20.1M +$200K +4,236 +1%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$19.7M +$981K +20,745 +5%
PNAA
25
Pictet North America Advisors
Switzerland
$19.2M -$207K -4,377 -1%

CWB Hedge Fund Activity: Q1 2017 in Review

244 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Bloomberg Convertible Securities ETF (CWB) for Q1 2017, worth a combined $2.05B — up 10% from $1.86B a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new CWB positions and 23 closed out — a net gain of 12 holders — while 103 added to existing stakes and 76 trimmed.

The largest buyer was BTS Asset Management, opening a new position worth an estimated $43.6M. The largest seller was Ameriprise, cutting an estimated $47.1M.

  • 244 institutional investors held State Street SPDR Bloomberg Convertible Securities ETF (CWB) as of Q1 2017, up from 233 in Q4 2016.
  • Funds reported $2.05B of State Street SPDR Bloomberg Convertible Securities ETF stock for Q1 2017, up 10% quarter-over-quarter.
  • 35 funds opened new State Street SPDR Bloomberg Convertible Securities ETF positions in Q1 2017 and 23 closed out, a net change of +12 holders.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF buyer in Q1 2017 was BTS Asset Management, an estimated $43.6M added.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF seller in Q1 2017 was Ameriprise, an estimated $47.1M sold.

Based on aggregated 13F filings for Q1 2017.