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State Street SPDR Bloomberg Convertible Securities ETF

462 hedge funds and large institutions have $2.94B invested in State Street SPDR Bloomberg Convertible Securities ETF in 2023 Q3 according to their latest regulatory filings, with 42 funds opening new positions, 139 increasing their positions, 192 reducing their positions, and 51 closing their positions.

New
Increased
Maintained
Reduced
Closed

2% less capital invested

Capital invested by funds: $3.01B → $2.94B (-$73.2M)

5% less call options, than puts

Call options by funds: $1.74M | Put options by funds: $1.83M

2.43% less ownership

Funds ownership: 68.51%66.08% (-2.4%)

3% less funds holding

Funds holding: 474462 (-12)

4% less funds holding in top 10

Funds holding in top 10: 2322 (-1)

18% less first-time investments, than exits

New positions opened: 42 | Existing positions closed: 51

28% less repeat investments, than reductions

Existing positions increased: 139 | Existing positions reduced: 192

Holders
462
Holders Change
-12
Holders Change %
-2.53%
% of All Funds
7.33%
Holding in Top 10
22
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-4.35%
% of All Funds
0.35%
New
42
Increased
139
Reduced
192
Closed
51
Calls
$1.74M
Puts
$1.83M
Net Calls
-$91K
Net Calls Change
-$2.23M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$185M +$2.44M +34,941 +1%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$185M -$9.37M -134,336 -5%
AssetMark Inc
3
AssetMark Inc
California
$160M -$5.25M -75,300 -3%
Morgan Stanley
4
Morgan Stanley
New York
$141M +$435K +6,235 +0.3%
HCM
5
Howard Capital Management
Georgia
$130M +$3.18M +45,576 +2%
Goldman Sachs
6
Goldman Sachs
New York
$116M +$17.9M +257,196 +18%
Bessemer Group
7
Bessemer Group
New Jersey
$87.4M -$87.5K -1,255 -0.1%
NYLIM
8
New York Life Investment Management
New York
$82.2M -$4.15M -59,561 -5%
Wells Fargo
9
Wells Fargo
California
$80.5M +$877K +12,581 +1%
Osaic Holdings
10
Osaic Holdings
Arizona
$80.5M +$16.3M +233,358 +24%
LPL Financial
11
LPL Financial
California
$75.9M +$2.38M +34,128 +3%
Ameriprise
12
Ameriprise
Minnesota
$70.8M +$10.5M +150,604 +17%
PNC Financial Services Group
13
PNC Financial Services Group
Pennsylvania
$68.5M -$2.22M -31,864 -3%
Deutsche Bank
14
Deutsche Bank
Germany
$64.2M
Cetera Investment Advisers
15
Cetera Investment Advisers
Illinois
$54.4M +$1.56M +22,376 +3%
Bank of Montreal
16
Bank of Montreal
Ontario, Canada
$48.8M -$1.29M -18,472 -3%
UBS Group
17
UBS Group
Switzerland
$40M -$1.93M -27,753 -4%
BCI
18
Brinker Capital Investments
Pennsylvania
$35.1M +$117K +1,678 +0.3%
OPS
19
Orion Portfolio Solutions
Nebraska
$35.1M +$117K +1,678 +0.3%
Barclays
20
Barclays
United Kingdom
$30.4M -$760K -10,900 -2%
CA
21
Cetera Advisors
Colorado
$27.7M +$2.05M +29,418 +8%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$27.1M +$54.6K +783 +0.2%
Northwestern Mutual Wealth Management
23
Northwestern Mutual Wealth Management
Wisconsin
$26.4M -$675K -9,682 -2%
IWC
24
Integrated Wealth Concepts
Massachusetts
$24.1M -$52.4K -752 -0.2%
FBB
25
Fulton Breakefield Broenniman
Maryland
$22.8M -$32.1K -460 -0.1%

CWB Hedge Fund Activity: Q3 2023 in Review

462 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Bloomberg Convertible Securities ETF (CWB) for Q3 2023, worth a combined $2.94B — down 2.4% from $3.01B a quarter earlier.

Sellers outnumbered buyers: 51 funds closed out of CWB and 42 opened new positions — a net loss of 9 holders — while 192 trimmed existing stakes and 139 added.

The largest buyer was Wealth Enhancement Advisory Services, opening a new position worth an estimated $20.9M. The largest seller was Ocean Park Asset Management, exiting entirely with an estimated $34.4M sold.

  • 462 institutional investors held State Street SPDR Bloomberg Convertible Securities ETF (CWB) as of Q3 2023, down from 474 in Q2 2023.
  • Funds reported $2.94B of State Street SPDR Bloomberg Convertible Securities ETF stock for Q3 2023, down 2.4% quarter-over-quarter.
  • 42 funds opened new State Street SPDR Bloomberg Convertible Securities ETF positions in Q3 2023 and 51 closed out, a net change of -9 holders.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF buyer in Q3 2023 was Wealth Enhancement Advisory Services, an estimated $20.9M added.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF seller in Q3 2023 was Ocean Park Asset Management, an estimated $34.4M sold.

Based on aggregated 13F filings for Q3 2023.