UBS’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

UBS’s Portfolio CWB Stock Details CWB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$45.7M	Sell	920,645 -293,558	-24%	-$14.8M	0.03%	552
2014 Q2	$61.3M	Buy	1,214,203 +87,019	+8%	+$4.25M	0.05%	377
2014 Q1	$54.5M	Sell	1,127,184 -102,355	-8%	-$4.92M	0.05%	382
2013 Q4	$57.5M	Buy	1,229,539 +22,097	+2%	+$1.02M	0.05%	351
2013 Q3	$54.6M	Buy	1,207,442 +155,292	+15%	+$6.9M	0.06%	321
2013 Q2	$44.9M	Buy	+1,052,150	New	+$45.2M	0.05%	342

Other funds holding CWB

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

ING Group Amsterdam, Netherlands $16.4B AUM 34.6% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

QS Investors New York $8.47B AUM 30.71% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Schroder Investment Management Group London, United Kingdom $122B AUM 29.27% 1-Year Est. Return

PNAA

Pictet North America Advisors Geneva 73, Switzerland $1.01B AUM 13.2% 1-Year Est. Return

IndexIQ Advisors New York $2.82B AUM 12.48% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

UBS's CWB Position: Q3 2014 in Review

UBS reduced its State Street SPDR Bloomberg Convertible Securities ETF (CWB) stake by 24% in Q3 2014, selling an estimated $14.8M and leaving 920,645 shares worth $45.7M. The position accounts for 0.03% of the portfolio, ranked #552.

UBS first reported a position in CWB in Q2 2013 and has held it in 6 quarters since. The position peaked at $61.3M in Q2 2014. 163 funds tracked by Wall St. Rank hold CWB as of Q3 2014.

UBS held 920,645 shares of State Street SPDR Bloomberg Convertible Securities ETF worth $45.7M as of Q3 2014.
UBS sold 293,558 State Street SPDR Bloomberg Convertible Securities ETF shares in Q3 2014, an estimated $14.8M.
State Street SPDR Bloomberg Convertible Securities ETF made up 0.03% of UBS's portfolio in Q3 2014, its #552 holding.
UBS first reported a position in State Street SPDR Bloomberg Convertible Securities ETF in Q2 2013 and has held it in 6 quarters since.
UBS's State Street SPDR Bloomberg Convertible Securities ETF position peaked at $61.3M in Q2 2014.
163 funds tracked by Wall St. Rank held State Street SPDR Bloomberg Convertible Securities ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.