Principal Securities’s FT Vest Fund of Deep Buffer ETFs BUFD Stock Holding History

Principal Securities’s Portfolio BUFD Stock Details BUFD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$2.09M	Buy	74,679 +3,607	+5%	+$102K	0.03%	474
2025 Q4	$2.01M	Buy	71,072 +5,663	+9%	+$158K	0.03%	474
2025 Q3	$1.81M	Buy	65,409 +12,334	+23%	+$334K	0.03%	485
2025 Q2	$1.41M	Buy	53,075 +9,129	+21%	+$231K	0.03%	512
2025 Q1	$1.12M	Hold	43,946	–	–	0.03%	514
2024 Q4	$1.12M	Buy	43,946 +10,435	+31%	+$265K	0.03%	510
2024 Q3	$839K	Buy	33,511 +7,357	+28%	+$181K	0.02%	585
2024 Q2	$636K	Buy	26,154 +11,120	+74%	+$265K	0.02%	623
2024 Q1	$355K	Buy	15,034 +6,086	+68%	+$141K	0.01%	799
2023 Q4	$203K	Buy	+8,948	New	+$195K	0.01%	929

Other funds holding BUFD

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

GHA

GW Henssler & Associates Kennesaw, Georgia $2.12B AUM 20.77% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Legacy Financial Group (Iowa) Des Moines, Iowa $795M AUM 12.87% 1-Year Est. Return

CWA

Centennial Wealth Advisory Traverse City, Michigan $463M AUM 19.66% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

PCIA

Prime Capital Investment Advisors Overland Park, Kansas $8.65B AUM 19.52% 1-Year Est. Return

CAAS

Capital Asset Advisory Services Williamston, Michigan $2.61B AUM 15.59% 1-Year Est. Return

Principal Securities's BUFD Position: Q1 2026 in Review

Principal Securities increased its FT Vest Fund of Deep Buffer ETFs (BUFD) stake by 5.1% in Q1 2026, buying an estimated $102K and bringing the position to 74,679 shares worth $2.09M. The position accounts for 0.03% of the portfolio, ranked #474.

Principal Securities first reported a position in BUFD in Q4 2023 and has held it in 10 quarters since. 192 funds tracked by Wall St. Rank hold BUFD as of Q1 2026.

Principal Securities held 74,679 shares of FT Vest Fund of Deep Buffer ETFs worth $2.09M as of Q1 2026.
Principal Securities bought 3,607 FT Vest Fund of Deep Buffer ETFs shares in Q1 2026, an estimated $102K.
FT Vest Fund of Deep Buffer ETFs made up 0.03% of Principal Securities's portfolio in Q1 2026, its #474 holding.
Principal Securities first reported a position in FT Vest Fund of Deep Buffer ETFs in Q4 2023 and has held it in 10 quarters since.
192 funds tracked by Wall St. Rank held FT Vest Fund of Deep Buffer ETFs as of Q1 2026.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.