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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIVO icon
501
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.41B
$1.97M 0.03%
43,869
+1,052
+2% +$48.1K
SAN icon
502
Banco Santander
SAN
$194B
$1.96M 0.03%
173,824
-8,625
-5% -$103K
CGO
503
Calamos Global Total Return Fund
CGO
$125M
$1.96M 0.03%
175,624
+6
+0% +$72
DEO icon
504
Diageo
DEO
$46.2B
$1.96M 0.03%
26,298
-25,507
-49% -$2.23M
HEI.A icon
505
HEICO Corp Class A
HEI.A
$35.4B
$1.96M 0.03%
9,265
-778
-8% -$192K
IWM icon
506
iShares Russell 2000 ETF
IWM
$80.9B
$1.95M 0.03%
7,878
-2,479
-24% -$639K
XSMO icon
507
Invesco S&P SmallCap Momentum ETF
XSMO
$3.02B
$1.95M 0.03%
25,699
+860
+3% +$66.4K
RSP icon
508
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$1.94M 0.03%
10,096
+668
+7% +$132K
COO icon
509
Cooper Companies
COO
$13.7B
$1.93M 0.03%
27,046
+3,279
+14% +$259K
FMB icon
510
First Trust Managed Municipal ETF
FMB
$2.03B
$1.93M 0.03%
38,041
+1,219
+3% +$62.7K
SHW icon
511
Sherwin-Williams
SHW
$78.3B
$1.93M 0.03%
6,007
+304
+5% +$105K
LAMR icon
512
Lamar Advertising Co
LAMR
$16.2B
$1.92M 0.03%
15,140
+272
+2% +$35.6K
FLRG icon
513
Fidelity US Multifactor ETF
FLRG
$287M
$1.91M 0.03%
52,000
+2,212
+4% +$84K
EXPE icon
514
Expedia Group
EXPE
$31.2B
$1.9M 0.03%
8,220
+5,593
+213% +$1.37M
CBRE icon
515
CBRE Group
CBRE
$40.8B
$1.89M 0.03%
13,988
-896
-6% -$136K
ICSH icon
516
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.97B
$1.89M 0.03%
37,278
-15,612
-30% -$790K
SNY icon
517
Sanofi
SNY
$104B
$1.89M 0.03%
39,152
+2,612
+7% +$122K
INTF icon
518
iShares International Equity Factor ETF
INTF
$3.54B
$1.88M 0.03%
48,359
+1,737
+4% +$68.8K
TPR icon
519
Tapestry
TPR
$28.8B
$1.88M 0.03%
+13,339
New +$1.89M
GWW icon
520
W.W. Grainger
GWW
$65.3B
$1.88M 0.03%
1,725
+415
+32% +$453K
IWS icon
521
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$1.88M 0.03%
12,872
-676
-5% -$100K
UTES icon
522
Virtus Reaves Utilities ETF
UTES
$1.4B
$1.87M 0.03%
23,395
-3,103
-12% -$249K
GRNY
523
FundStrat Granny Shots US Large Cap ETF
GRNY
$4.3B
$1.87M 0.03%
78,187
-36,756
-32% -$915K
EJAN icon
524
Innovator Emerging Markets Power Buffer ETF January
EJAN
$144M
$1.85M 0.03%
54,645
-34
-0.1% -$1.17K
CAH icon
525
Cardinal Health
CAH
$53.4B
$1.84M 0.03%
8,717
+1,303
+18% +$281K
19 20
21
22 23

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.