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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACGL icon
551
Arch Capital
ACGL
$36.1B
$1.7M 0.03%
17,750
+932
+6% +$89.2K
FSTA icon
552
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.4B
$1.7M 0.02%
32,469
-20,129
-38% -$1.07M
CGCP icon
553
Capital Group Core Plus Income ETF
CGCP
$8.33B
$1.7M 0.02%
76,040
+10,825
+17% +$245K
EUAD
554
Select STOXX Europe Aerospace & Defense ETF
EUAD
$1.14B
$1.69M 0.02%
41,511
-18,182
-30% -$820K
BSX icon
555
Boston Scientific
BSX
$65.8B
$1.69M 0.02%
26,941
+255
+1% +$20.4K
SOXX icon
556
iShares Semiconductor ETF
SOXX
$44.2B
$1.68M 0.02%
5,122
-58
-1% -$19.8K
WCN
557
Waste Connections
WCN
$42.8B
$1.68M 0.02%
10,336
-2,189
-17% -$365K
FTSM icon
558
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$1.68M 0.02%
28,020
-3,436
-11% -$206K
VPU
559
Vanguard Utilities ETF
VPU
$8.83B
$1.67M 0.02%
8,446
+624
+8% +$121K
RPRX icon
560
Royalty Pharma
RPRX
$26.1B
$1.67M 0.02%
34,865
+4,635
+15% +$203K
VMC icon
561
Vulcan Materials
VMC
$36.3B
$1.67M 0.02%
6,123
-594
-9% -$175K
MAGS icon
562
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
$3.91B
$1.66M 0.02%
28,734
-4,602
-14% -$288K
PSI icon
563
Invesco Semiconductors ETF
PSI
$2.44B
$1.66M 0.02%
17,639
-98
-0.6% -$9.29K
FLXR
564
TCW Flexible Income ETF
FLXR
$3.4B
$1.66M 0.02%
42,390
+3,728
+10% +$147K
HBTA
565
Horizon Expedition Plus ETF
HBTA
$222M
$1.66M 0.02%
61,811
+5,832
+10% +$167K
BBY icon
566
Best Buy
BBY
$18B
$1.65M 0.02%
25,768
+7,510
+41% +$493K
OEF icon
567
iShares S&P 100 ETF
OEF
$19.8B
$1.65M 0.02%
5,191
-39,205
-88% -$13.1M
DGX icon
568
Quest Diagnostics
DGX
$25.1B
$1.64M 0.02%
8,379
+4,073
+95% +$791K
D icon
569
Dominion Energy
D
$62.5B
$1.64M 0.02%
26,553
+6,116
+30% +$378K
CERY
570
State Street SPDR Bloomberg Enhanced Roll Yield Commodity Strategy No K-1 ETF
CERY
$1.01B
$1.63M 0.02%
46,277
+31,715
+218% +$1.02M
EEM icon
571
iShares MSCI Emerging Markets ETF
EEM
$28B
$1.63M 0.02%
28,676
+1,450
+5% +$85.3K
PHK
572
PIMCO High Income Fund
PHK
$861M
$1.62M 0.02%
349,863
+12,258
+4% +$59.3K
LII icon
573
Lennox International
LII
$18.8B
$1.61M 0.02%
+3,470
New +$1.79M
RY icon
574
Royal Bank of Canada
RY
$291B
$1.61M 0.02%
9,952
+941
+10% +$157K
ATO icon
575
Atmos Energy
ATO
$29.9B
$1.61M 0.02%
8,709
+2,276
+35% +$402K
21 22
23
24 25

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.