Principal Securities’s First Trust Enhanced Short Maturity ETF FTSM Stock Holding History

Principal Securities’s Portfolio FTSM Stock Details FTSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$1.69M	Buy	28,301 +281	+1%	+$16.8K	0.02%	619
2026 Q1	$1.68M	Sell	28,020 -3,436	-11%	-$206K	0.02%	558
2025 Q4	$1.89M	Buy	31,456 +346	+1%	+$20.8K	0.03%	496
2025 Q3	$1.86M	Sell	31,110 -10,066	-24%	-$604K	0.03%	479
2025 Q2	$2.47M	Sell	41,176 -121	-0.3%	-$7.25K	0.05%	349
2025 Q1	$2.47M	Hold	41,297	–	–	0.06%	305
2024 Q4	$2.47M	Buy	41,297 +5,424	+15%	+$325K	0.06%	302
2024 Q3	$2.15M	Buy	35,873 +1,293	+4%	+$77.4K	0.05%	319
2024 Q2	$2.06M	Sell	34,580 -707	-2%	-$42.2K	0.06%	294
2024 Q1	$2.1M	Sell	35,287 -7,604	-18%	-$454K	0.07%	266
2023 Q4	$2.56M	Buy	+42,891	New	+$2.56M	0.1%	209

Other funds holding FTSM

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

CAG

Csenge Advisory Group Clearwater, Florida $2.47B AUM 24.93% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Principal Securities's FTSM Position: Q2 2026 in Review

Principal Securities increased its First Trust Enhanced Short Maturity ETF (FTSM) stake by 1% in Q2 2026, buying an estimated $16.8K and bringing the position to 28,301 shares worth $1.69M. The position accounts for 0.02% of the portfolio, ranked #619.

Principal Securities first reported a position in FTSM in Q4 2023 and has held it in 11 quarters since. The position peaked at $2.56M in Q4 2023. 425 funds tracked by Wall St. Rank hold FTSM as of Q2 2026.

Principal Securities held 28,301 shares of First Trust Enhanced Short Maturity ETF worth $1.69M as of Q2 2026.
Principal Securities bought 281 First Trust Enhanced Short Maturity ETF shares in Q2 2026, an estimated $16.8K.
First Trust Enhanced Short Maturity ETF made up 0.02% of Principal Securities's portfolio in Q2 2026, its #619 holding.
Principal Securities first reported a position in First Trust Enhanced Short Maturity ETF in Q4 2023 and has held it in 11 quarters since.
Principal Securities's First Trust Enhanced Short Maturity ETF position peaked at $2.56M in Q4 2023.
425 funds tracked by Wall St. Rank held First Trust Enhanced Short Maturity ETF as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.