Principal Securities’s Horizon Expedition Plus ETF HBTA Stock Holding History

Principal Securities’s Portfolio HBTA Stock Details HBTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$2.17M	Buy	66,133 +6,510	+11%	+$209K	0.03%	508
2026 Q2	$1.95M	Sell	59,623 -2,188	-4%	-$68.3K	0.02%	555
2026 Q1	$1.66M	Buy	61,811 +5,832	+10%	+$167K	0.02%	565
2025 Q4	$1.62M	Buy	55,979 +2,686	+5%	+$77.2K	0.03%	541
2025 Q3	$1.51M	Buy	53,293 +393	+0.7%	+$10.5K	0.02%	528
2025 Q2	$1.34M	Buy	+52,900	New	+$1.2M	0.03%	526

Other funds holding HBTA

Foundations Investment Advisors Phoenix, Arizona $10.1B AUM 19.55% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $115B AUM 18.52% 1-Year Est. Return

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $45.2B AUM 20.72% 1-Year Est. Return

Bank of New York Mellon New York $608B AUM 32.77% 1-Year Est. Return

Brinker Capital Investments Berwyn, Pennsylvania $17.5B AUM 20.48% 1-Year Est. Return

Golden State Equity Partners South Coast Metro, California $1.7B AUM 14.02% 1-Year Est. Return

Golden State Wealth Management Santa Ana, California $1.1B AUM 19.2% 1-Year Est. Return

Certior Financial Group King Of Prussia, Pennsylvania $184M AUM 12.97% 1-Year Est. Return

Interactive Financial Advisors New Lenox, Illinois $158M AUM 10.42% 1-Year Est. Return

Principal Securities's HBTA Position: Q3 2026 in Review

Principal Securities increased its Horizon Expedition Plus ETF (HBTA) stake by 11% in Q3 2026, buying an estimated $209K and bringing the position to 66,133 shares worth $2.17M. The position accounts for 0.03% of the portfolio, ranked #508.

Principal Securities first reported a position in HBTA in Q2 2025 and has held it in 6 quarters since. 20 funds tracked by Wall St. Rank hold HBTA as of Q3 2026.

Principal Securities held 66,133 shares of Horizon Expedition Plus ETF worth $2.17M as of Q3 2026.
Principal Securities bought 6,510 Horizon Expedition Plus ETF shares in Q3 2026, an estimated $209K.
Horizon Expedition Plus ETF made up 0.03% of Principal Securities's portfolio in Q3 2026, its #508 holding.
Principal Securities first reported a position in Horizon Expedition Plus ETF in Q2 2025 and has held it in 6 quarters since.
20 funds tracked by Wall St. Rank held Horizon Expedition Plus ETF as of Q3 2026.

Based on Principal Securities's 13F filing for Q3 2026, filed 12 Nov 2026.