Principal Securities’s Simplify Piper Sandler US Small-Cap PLUS Income ETF LITL Stock Holding History

Principal Securities’s Portfolio LITL Stock Details LITL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$1.52M	Buy	53,320 +906	+2%	+$27.1K	0.02%	594
2025 Q4	$1.55M	Sell	52,414 -489	-0.9%	-$14.1K	0.02%	553
2025 Q3	$1.51M	Buy	52,903 +52,403	+10,481%	+$1.46M	0.02%	527
2025 Q2	$13.8K	Buy	+500	New	+$13.2K	﹤0.01%	2485

Other funds holding LITL

SAM

Simplify Asset Management Las Vegas, Nevada $7.19B AUM 6.88% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

OMC

Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return

Principal Securities's LITL Position: Q1 2026 in Review

Principal Securities increased its Simplify Piper Sandler US Small-Cap PLUS Income ETF (LITL) stake by 1.7% in Q1 2026, buying an estimated $27.1K and bringing the position to 53,320 shares worth $1.52M. The position accounts for 0.02% of the portfolio, ranked #594.

Principal Securities first reported a position in LITL in Q2 2025 and has held it in 4 quarters since. The position peaked at $1.55M in Q4 2025. 4 funds tracked by Wall St. Rank hold LITL as of Q1 2026.

Principal Securities held 53,320 shares of Simplify Piper Sandler US Small-Cap PLUS Income ETF worth $1.52M as of Q1 2026.
Principal Securities bought 906 Simplify Piper Sandler US Small-Cap PLUS Income ETF shares in Q1 2026, an estimated $27.1K.
Simplify Piper Sandler US Small-Cap PLUS Income ETF made up 0.02% of Principal Securities's portfolio in Q1 2026, its #594 holding.
Principal Securities first reported a position in Simplify Piper Sandler US Small-Cap PLUS Income ETF in Q2 2025 and has held it in 4 quarters since.
Principal Securities's Simplify Piper Sandler US Small-Cap PLUS Income ETF position peaked at $1.55M in Q4 2025.
4 funds tracked by Wall St. Rank held Simplify Piper Sandler US Small-Cap PLUS Income ETF as of Q1 2026.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.