Principal Securities’s Simplify Piper Sandler US Small-Cap PLUS Income ETF LITL Stock Holding History

Principal Securities’s Portfolio LITL Stock Details LITL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$1.14M	Sell	33,158 -20,162	-38%	-$634K	0.01%	738
2026 Q1	$1.52M	Buy	53,320 +906	+2%	+$27.1K	0.02%	594
2025 Q4	$1.55M	Sell	52,414 -489	-0.9%	-$14.1K	0.02%	553
2025 Q3	$1.51M	Buy	52,903 +52,403	+10,481%	+$1.46M	0.02%	527
2025 Q2	$13.8K	Buy	+500	New	+$13.2K	﹤0.01%	2485

Other funds holding LITL

SAM

Simplify Asset Management Las Vegas, Nevada $7.19B AUM 6.88% 1-Year Est. Return

OMC

Old Mission Capital Chicago, Illinois $6.31B AUM 20.77% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Principal Securities's LITL Position: Q2 2026 in Review

Principal Securities reduced its Simplify Piper Sandler US Small-Cap PLUS Income ETF (LITL) stake by 38% in Q2 2026, selling an estimated $634K and leaving 33,158 shares worth $1.14M. The position accounts for 0.01% of the portfolio, ranked #738.

Principal Securities first reported a position in LITL in Q2 2025 and has held it in 5 quarters since. The position peaked at $1.55M in Q4 2025. 4 funds tracked by Wall St. Rank hold LITL as of Q2 2026.

Principal Securities held 33,158 shares of Simplify Piper Sandler US Small-Cap PLUS Income ETF worth $1.14M as of Q2 2026.
Principal Securities sold 20,162 Simplify Piper Sandler US Small-Cap PLUS Income ETF shares in Q2 2026, an estimated $634K.
Simplify Piper Sandler US Small-Cap PLUS Income ETF made up 0.01% of Principal Securities's portfolio in Q2 2026, its #738 holding.
Principal Securities first reported a position in Simplify Piper Sandler US Small-Cap PLUS Income ETF in Q2 2025 and has held it in 5 quarters since.
Principal Securities's Simplify Piper Sandler US Small-Cap PLUS Income ETF position peaked at $1.55M in Q4 2025.
4 funds tracked by Wall St. Rank held Simplify Piper Sandler US Small-Cap PLUS Income ETF as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.