PS
BUFF icon

Principal Securities’s Innovator Laddered Allocation Power Buffer ETF BUFF Stock Holding History

Principal Securities’s Portfolio BUFF Stock Details BUFF Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$2.18M Buy
44,023
+17,811
+68% +$891K 0.03% 463
2025
Q4 		$1.31M Buy
26,212
+6,637
+34% +$327K 0.02% 619
2025
Q3 		$956K Sell
19,575
-5,043
-20% -$242K 0.02% 679
2025
Q2 		$1.16M Buy
24,618
+16,987
+223% +$761K 0.02% 567
2025
Q1 		$343K Hold
7,631
– – 0.01% 921
2024
Q4 		$343K Buy
7,631
+7,266
+1,991% +$325K 0.01% 916
2024
Q3 		$16.1K Buy
+365
New +$15.8K ﹤0.01% 2227

Other funds holding BUFF

LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
GF
GGM Financials Columbus, Ohio $217M AUM 12.99% 1-Year Est. Return
KWM
Kingsview Wealth Management Grants Pass, Oregon $7.33B AUM 16.07% 1-Year Est. Return
PWP
Prasad Wealth Partners Independence, Ohio $367M AUM 17.15% 1-Year Est. Return
CWM
Collaborative Wealth Management Lake Mary, Florida $218M AUM 14.42% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return
LI
LifeWealth Investments Winter Garden, Florida $335M AUM 16.86% 1-Year Est. Return
HIW
Holos Integrated Wealth Kennett Square, Pennsylvania $214M AUM 14.99% 1-Year Est. Return