Principal Securities’s Innovator Laddered Allocation Power Buffer ETF BUFF Stock Holding History

Principal Securities’s Portfolio BUFF Stock Details BUFF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$2.44M	Buy	46,348 +2,325	+5%	+$121K	0.03%	479
2026 Q1	$2.18M	Buy	44,023 +17,811	+68%	+$891K	0.03%	463
2025 Q4	$1.31M	Buy	26,212 +6,637	+34%	+$327K	0.02%	619
2025 Q3	$956K	Sell	19,575 -5,043	-20%	-$242K	0.02%	679
2025 Q2	$1.16M	Buy	24,618 +16,987	+223%	+$761K	0.02%	567
2025 Q1	$343K	Hold	7,631	–	–	0.01%	921
2024 Q4	$343K	Buy	7,631 +7,266	+1,991%	+$325K	0.01%	916
2024 Q3	$16.1K	Buy	+365	New	+$15.8K	﹤0.01%	2227

Other funds holding BUFF

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

KWM

Kingsview Wealth Management Grants Pass, Oregon $8.25B AUM 24.8% 1-Year Est. Return

PWP

Prasad Wealth Partners Independence, Ohio $416M AUM 21.9% 1-Year Est. Return

CWM

Collaborative Wealth Management Lake Mary, Florida $238M AUM 17.65% 1-Year Est. Return

LifeWealth Investments Winter Garden, Florida $374M AUM 19.41% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

HIW

Holos Integrated Wealth Kennett Square, Pennsylvania $214M AUM 14.99% 1-Year Est. Return

Principal Securities's BUFF Position: Q2 2026 in Review

Principal Securities increased its Innovator Laddered Allocation Power Buffer ETF (BUFF) stake by 5.3% in Q2 2026, buying an estimated $121K and bringing the position to 46,348 shares worth $2.44M. The position accounts for 0.03% of the portfolio, ranked #479.

Principal Securities first reported a position in BUFF in Q3 2024 and has held it in 8 quarters since. 164 funds tracked by Wall St. Rank hold BUFF as of Q2 2026.

Principal Securities held 46,348 shares of Innovator Laddered Allocation Power Buffer ETF worth $2.44M as of Q2 2026.
Principal Securities bought 2,325 Innovator Laddered Allocation Power Buffer ETF shares in Q2 2026, an estimated $121K.
Innovator Laddered Allocation Power Buffer ETF made up 0.03% of Principal Securities's portfolio in Q2 2026, its #479 holding.
Principal Securities first reported a position in Innovator Laddered Allocation Power Buffer ETF in Q3 2024 and has held it in 8 quarters since.
164 funds tracked by Wall St. Rank held Innovator Laddered Allocation Power Buffer ETF as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.