We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCS icon
676
Barclays
BCS
$94.1B
$1.17M 0.02%
55,480
+30,089
+119% +$734K
SONY icon
677
Sony
SONY
$123B
$1.17M 0.02%
56,420
-487
-0.9% -$10.9K
GRMN
678
Garmin
GRMN
$46.9B
$1.15M 0.02%
4,978
+551
+12% +$123K
ZBRA icon
679
Zebra Technologies
ZBRA
$12.4B
$1.15M 0.02%
5,518
+245
+5% +$57.5K
CAIE
680
Calamos Autocallable Income ETF
CAIE
$1.11B
$1.15M 0.02%
+45,558
New +$1.2M
STX icon
681
Seagate
STX
$193B
$1.14M 0.02%
2,912
-139
-5% -$53K
XOP icon
682
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.42B
$1.14M 0.02%
6,265
-1,518
-20% -$229K
SEIC icon
683
SEI Investments
SEIC
$11.9B
$1.14M 0.02%
14,480
+2,741
+23% +$226K
MCHP icon
684
Microchip Technology
MCHP
$42.8B
$1.14M 0.02%
17,583
+12,256
+230% +$882K
CGCV
685
Capital Group Conservative Equity ETF
CGCV
$1.91B
$1.14M 0.02%
38,106
+2,427
+7% +$75.2K
BJUN icon
686
Innovator US Equity Buffer ETF June
BJUN
$311M
$1.13M 0.02%
24,525
+235
+1% +$11K
SCHB icon
687
Schwab US Broad Market ETF
SCHB
$42.8B
$1.13M 0.02%
45,170
+15,619
+53% +$410K
EMLC icon
688
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.74B
$1.13M 0.02%
45,014
+8,047
+22% +$209K
FELV icon
689
Fidelity Enhanced Large Cap Value ETF
FELV
$3.2B
$1.13M 0.02%
+32,305
New +$1.16M
DES icon
690
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$1.13M 0.02%
31,348
-294
-0.9% -$10.6K
EAD
691
Allspring Income Opportunities Fund
EAD
$372M
$1.12M 0.02%
173,542
+5,195
+3% +$35K
GRNJ
692
Fundstrat Granny Shots US Small & Mid-Cap ETF
GRNJ
$501M
$1.12M 0.02%
+44,944
New +$1.21M
GFI icon
693
Gold Fields
GFI
$29.2B
$1.12M 0.02%
24,712
+1,274
+5% +$64.1K
CRL icon
694
Charles River Laboratories
CRL
$10.9B
$1.12M 0.02%
6,500
+427
+7% +$79.2K
AYI icon
695
Acuity Brands
AYI
$9.88B
$1.12M 0.02%
3,981
-913
-19% -$277K
IWD icon
696
iShares Russell 1000 Value ETF
IWD
$82B
$1.11M 0.02%
5,213
+2,443
+88% +$535K
ALL icon
697
Allstate
ALL
$66.9B
$1.11M 0.02%
5,364
+1,548
+41% +$317K
NRG icon
698
NRG Energy
NRG
$29.8B
$1.11M 0.02%
7,600
+5,358
+239% +$843K
HYMB icon
699
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.07B
$1.11M 0.02%
44,666
-11,115
-20% -$279K
BIDU icon
700
Baidu
BIDU
$35.8B
$1.11M 0.02%
9,919
+5,287
+114% +$717K
26 27
28
29 30

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.