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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLP icon
726
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$1.01M 0.01%
12,331
+223
+2% +$18.8K
O icon
727
Realty Income
O
$61.2B
$1.01M 0.01%
16,452
-14,870
-47% -$931K
FJUN icon
728
FT Vest US Equity Buffer ETF June
FJUN
$1.34B
$1.01M 0.01%
17,801
– –
FITB
729
Fifth Third Bancorp
FITB
$52B
$998K 0.01%
21,488
+1,113
+5% +$54.9K
IXG icon
730
iShares Global Financials ETF
IXG
$655M
$998K 0.01%
8,750
+310
+4% +$36.8K
IGV icon
731
iShares Expanded Tech-Software Sector ETF
IGV
$13B
$988K 0.01%
12,338
+1,500
+14% +$133K
SPAB icon
732
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$986K 0.01%
38,482
-19,806
-34% -$511K
DECK icon
733
Deckers Outdoor
DECK
$13.3B
$985K 0.01%
9,845
+6,480
+193% +$695K
VNQ icon
734
Vanguard Real Estate ETF
VNQ
$39.9B
$984K 0.01%
11,095
+1,355
+14% +$124K
MKL icon
735
Markel Group
MKL
$25B
$982K 0.01%
513
-25
-5% -$50.7K
FESM icon
736
Fidelity Enhanced Small Cap Core ETF
FESM
$5.93B
$970K 0.01%
25,538
-1,908
-7% -$75.1K
OTIS icon
737
Otis Worldwide
OTIS
$27.4B
$969K 0.01%
12,576
-159
-1% -$13.9K
PAVE icon
738
Global X US Infrastructure Development ETF
PAVE
$14.3B
$950K 0.01%
18,702
+5,596
+43% +$291K
SNDK
739
Sandisk
SNDK
$213B
$950K 0.01%
1,495
+539
+56% +$304K
CPRT icon
740
Copart
CPRT
$25.9B
$949K 0.01%
28,577
-16,936
-37% -$636K
NTRS icon
741
Northern Trust
NTRS
$22.2B
$948K 0.01%
6,790
+5,311
+359% +$764K
BIV icon
742
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$942K 0.01%
12,207
+1,090
+10% +$84.9K
FENY icon
743
Fidelity MSCI Energy Index ETF
FENY
$2.02B
$942K 0.01%
27,681
+3,648
+15% +$108K
DOC icon
744
Healthpeak Properties
DOC
$15.4B
$938K 0.01%
57,081
+1,055
+2% +$18.1K
GOAU icon
745
US Global GO Gold and Precious Metal Miners ETF
GOAU
$164M
$937K 0.01%
21,129
+1,707
+9% +$82.4K
BHP icon
746
BHP
BHP
$213B
$927K 0.01%
12,739
-1,446
-10% -$102K
USIG icon
747
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.2B
$920K 0.01%
17,954
-722
-4% -$37.4K
ARGX icon
748
argenx
ARGX
$57.4B
$919K 0.01%
1,259
-298
-19% -$233K
TBIL
749
F/m US Treasury 3 Month Bill Fund
TBIL
$7.19B
$919K 0.01%
18,425
+2,834
+18% +$141K
DBP icon
750
Invesco DB Precious Metals Fund
DBP
$237M
$918K 0.01%
8,343
-2,432
-23% -$284K
28 29
30
31 32

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.