Principal Securities’s Ares Management ARES Stock Holding History

Principal Securities’s Portfolio ARES Stock Details ARES Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$401K	Sell	3,674 -1,589	-30%	-$211K	0.01%	1074
2025 Q4	$851K	Sell	5,263 -47	-0.9%	-$7.32K	0.01%	749
2025 Q3	$849K	Buy	5,310 +786	+17%	+$142K	0.01%	719
2025 Q2	$784K	Buy	4,524 +908	+25%	+$144K	0.01%	685
2025 Q1	$640K	Hold	3,616	–	–	0.01%	690
2024 Q4	$640K	Sell	3,616 -1,607	-31%	-$274K	0.01%	685
2024 Q3	$814K	Buy	5,223 +179	+4%	+$26K	0.02%	601
2024 Q2	$672K	Buy	5,044 +130	+3%	+$17.8K	0.02%	605
2024 Q1	$653K	Sell	4,914 -428	-8%	-$54.7K	0.02%	570
2023 Q4	$635K	Buy	+5,342	New	+$580K	0.02%	529

Other funds holding ARES

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

VCM

Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM

SMFG

Sumitomo Mitsui Financial Group Tokyo, Japan $4.94B AUM 1.39% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

VPM

Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Canada Pension Plan Investment Board Toronto Ontario, Ontario, Canada $155B AUM 29.93% 1-Year Est. Return

Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Principal Securities's ARES Position: Q1 2026 in Review

Principal Securities reduced its Ares Management (ARES) stake by 30% in Q1 2026, selling an estimated $211K and leaving 3,674 shares worth $401K. The position accounts for 0.01% of the portfolio, ranked #1074.

Principal Securities first reported a position in ARES in Q4 2023 and has held it in 10 quarters since. The position peaked at $851K in Q4 2025. 794 funds tracked by Wall St. Rank hold ARES as of Q1 2026.

Principal Securities held 3,674 shares of Ares Management worth $401K as of Q1 2026.
Principal Securities sold 1,589 Ares Management shares in Q1 2026, an estimated $211K.
Ares Management made up 0.01% of Principal Securities's portfolio in Q1 2026, its #1074 holding.
Principal Securities first reported a position in Ares Management in Q4 2023 and has held it in 10 quarters since.
Principal Securities's Ares Management position peaked at $851K in Q4 2025.
794 funds tracked by Wall St. Rank held Ares Management as of Q1 2026.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.