Principal Securities’s First Trust Horizon Managed Volatility Small/Mid ETF HSMV Stock Holding History

Principal Securities’s Portfolio HSMV Stock Details HSMV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$632K	Sell	16,509 -41	-0.2%	-$1.54K	0.01%	976
2026 Q1	$599K	Buy	16,550 +1,062	+7%	+$39.3K	0.01%	907
2025 Q4	$552K	Buy	15,488 +1,419	+10%	+$50.8K	0.01%	904
2025 Q3	$512K	Buy	14,069 +690	+5%	+$25K	0.01%	904
2025 Q2	$480K	Buy	13,379 +1,252	+10%	+$44.3K	0.01%	873
2025 Q1	$434K	Hold	12,127	–	–	0.01%	833
2024 Q4	$434K	Buy	12,127 +302	+3%	+$11.2K	0.01%	829
2024 Q3	$433K	Buy	11,825 +576	+5%	+$20.3K	0.01%	809
2024 Q2	$375K	Buy	11,249 +487	+5%	+$16.2K	0.01%	808
2024 Q1	$365K	Buy	10,762 +1,244	+13%	+$40.2K	0.01%	787
2023 Q4	$305K	Buy	+9,518	New	+$286K	0.01%	782

Other funds holding HSMV

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $4.08B AUM 58.77% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $13.1B AUM 28.37% 1-Year Est. Return

CFG

Certior Financial Group King Of Prussia, Pennsylvania $183M AUM 14.84% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

SGFG

Silver Grove Financial Group Orchard Park, New York $185M AUM 28.01% 1-Year Est. Return

Principal Securities's HSMV Position: Q2 2026 in Review

Principal Securities reduced its First Trust Horizon Managed Volatility Small/Mid ETF (HSMV) stake by 0.25% in Q2 2026, selling an estimated $1.54K and leaving 16,509 shares worth $632K. The position accounts for 0.01% of the portfolio, ranked #976.

Principal Securities first reported a position in HSMV in Q4 2023 and has held it in 11 quarters since. 17 funds tracked by Wall St. Rank hold HSMV as of Q2 2026.

Principal Securities held 16,509 shares of First Trust Horizon Managed Volatility Small/Mid ETF worth $632K as of Q2 2026.
Principal Securities sold 41 First Trust Horizon Managed Volatility Small/Mid ETF shares in Q2 2026, an estimated $1.54K.
First Trust Horizon Managed Volatility Small/Mid ETF made up 0.01% of Principal Securities's portfolio in Q2 2026, its #976 holding.
Principal Securities first reported a position in First Trust Horizon Managed Volatility Small/Mid ETF in Q4 2023 and has held it in 11 quarters since.
17 funds tracked by Wall St. Rank held First Trust Horizon Managed Volatility Small/Mid ETF as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.