Principal Securities’s First Trust Horizon Managed Volatility Small/Mid ETF HSMV Stock Holding History

Principal Securities’s Portfolio HSMV Stock Details HSMV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$599K	Buy	16,550 +1,062	+7%	+$39.3K	0.01%	907
2025 Q4	$552K	Buy	15,488 +1,419	+10%	+$50.8K	0.01%	904
2025 Q3	$512K	Buy	14,069 +690	+5%	+$25K	0.01%	904
2025 Q2	$480K	Buy	13,379 +1,252	+10%	+$44.3K	0.01%	873
2025 Q1	$434K	Hold	12,127	–	–	0.01%	833
2024 Q4	$434K	Buy	12,127 +302	+3%	+$11.2K	0.01%	829
2024 Q3	$433K	Buy	11,825 +576	+5%	+$20.3K	0.01%	809
2024 Q2	$375K	Buy	11,249 +487	+5%	+$16.2K	0.01%	808
2024 Q1	$365K	Buy	10,762 +1,244	+13%	+$40.2K	0.01%	787
2023 Q4	$305K	Buy	+9,518	New	+$286K	0.01%	782

Other funds holding HSMV

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

CFG

Certior Financial Group King Of Prussia, Pennsylvania $183M AUM 14.84% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Principal Securities's HSMV Position: Q1 2026 in Review

Principal Securities increased its First Trust Horizon Managed Volatility Small/Mid ETF (HSMV) stake by 6.9% in Q1 2026, buying an estimated $39.3K and bringing the position to 16,550 shares worth $599K. The position accounts for 0.01% of the portfolio, ranked #907.

Principal Securities first reported a position in HSMV in Q4 2023 and has held it in 10 quarters since. 16 funds tracked by Wall St. Rank hold HSMV as of Q1 2026.

Principal Securities held 16,550 shares of First Trust Horizon Managed Volatility Small/Mid ETF worth $599K as of Q1 2026.
Principal Securities bought 1,062 First Trust Horizon Managed Volatility Small/Mid ETF shares in Q1 2026, an estimated $39.3K.
First Trust Horizon Managed Volatility Small/Mid ETF made up 0.01% of Principal Securities's portfolio in Q1 2026, its #907 holding.
Principal Securities first reported a position in First Trust Horizon Managed Volatility Small/Mid ETF in Q4 2023 and has held it in 10 quarters since.
16 funds tracked by Wall St. Rank held First Trust Horizon Managed Volatility Small/Mid ETF as of Q1 2026.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.