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Principal Securities’s Schwab U.S Small- Cap ETF SCHA Stock Holding History

Principal Securities’s Portfolio SCHA Stock Details SCHA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$599K Sell
20,587
-350
-2% -$10.5K 0.01% 906
2025
Q4 		$596K Sell
20,937
-314
-1% -$8.87K 0.01% 872
2025
Q3 		$593K Buy
21,251
+800
+4% +$21.4K 0.01% 848
2025
Q2 		$517K Buy
20,451
+1,132
+6% +$26.8K 0.01% 841
2025
Q1 		$500K Buy
19,319
+20
+0.1% +$510 0.01% 772
2024
Q4 		$499K Buy
19,299
+2,491
+15% +$66.3K 0.01% 769
2024
Q3 		$433K Buy
16,808
+908
+6% +$22.5K 0.01% 810
2024
Q2 		$377K Buy
15,900
+920
+6% +$21.8K 0.01% 804
2024
Q1 		$369K Sell
14,980
-428
-3% -$10K 0.01% 783
2023
Q4 		$364K Buy
+15,408
New +$325K 0.01% 731

Other funds holding SCHA

Empower Advisory Group
Empower Advisory Group Greenwood Village, Colorado $38.5B AUM 18.4% 1-Year Est. Return
SEI Investments
SEI Investments Oaks, Pennsylvania $108B AUM 26.14% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Creative Planning
Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Financial Engines Advisors
Financial Engines Advisors Santa Clara, California $49.2B AUM 14.31% 1-Year Est. Return
AA
Advisory Alpha Holland, Michigan $3.66B AUM 14.99% 1-Year Est. Return
Cerity Partners
Cerity Partners New York $70.8B AUM 21.68% 1-Year Est. Return
Mariner
Mariner Overland Park, Kansas $85.7B AUM 24.21% 1-Year Est. Return

Principal Securities's SCHA Position: Q1 2026 in Review

Principal Securities reduced its Schwab U.S Small- Cap ETF (SCHA) stake by 1.7% in Q1 2026, selling an estimated $10.5K and leaving 20,587 shares worth $599K. The position accounts for 0.01% of the portfolio, ranked #906.

Principal Securities first reported a position in SCHA in Q4 2023 and has held it in 10 quarters since. 1,250 funds tracked by Wall St. Rank hold SCHA as of Q1 2026.

  • Principal Securities held 20,587 shares of Schwab U.S Small- Cap ETF worth $599K as of Q1 2026.
  • Principal Securities sold 350 Schwab U.S Small- Cap ETF shares in Q1 2026, an estimated $10.5K.
  • Schwab U.S Small- Cap ETF made up 0.01% of Principal Securities's portfolio in Q1 2026, its #906 holding.
  • Principal Securities first reported a position in Schwab U.S Small- Cap ETF in Q4 2023 and has held it in 10 quarters since.
  • 1,250 funds tracked by Wall St. Rank held Schwab U.S Small- Cap ETF as of Q1 2026.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.