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Schwab U.S Small- Cap ETF

1,068 hedge funds and large institutions have $6.47B invested in Schwab U.S Small- Cap ETF in 2024 Q3 according to their latest regulatory filings, with 89 funds opening new positions, 443 increasing their positions, 370 reducing their positions, and 59 closing their positions.

New
Increased
Maintained
Reduced
Closed

839% more call options, than puts

Call options by funds: $2.76M | Put options by funds: $294K

51% more first-time investments, than exits

New positions opened: 89 | Existing positions closed: 59

20% more repeat investments, than reductions

Existing positions increased: 443 | Existing positions reduced: 370

2% more funds holding

Funds holding: 1,0491,068 (+19)

2% more funds holding in top 10

Funds holding in top 10: 5859 (+1)

36% less capital invested

Capital invested by funds: $10.2B → $6.47B (-$3.7B)

48.97% less ownership

Funds ownership: 124.23%75.26% (-49%)

Holders
1,068
Holders Change
+19
Holders Change %
+1.81%
% of All Funds
15.34%
Holding in Top 10
59
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+1.72%
% of All Funds
0.85%
New
89
Increased
443
Reduced
370
Closed
59
Calls
$2.76M
Puts
$294K
Net Calls
+$2.47M
Net Calls Change
+$1.88M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$1.14B +$1.57M +63,422 +0.1%
Empower Advisory Group
2
Empower Advisory Group
Colorado
$633M +$17.3M +697,990 +3%
SEI Investments
3
SEI Investments
Pennsylvania
$377M -$1.92M -77,182 -0.5%
Goldman Sachs
4
Goldman Sachs
New York
$138M +$1.11M +44,618 +0.8%
Financial Engines Advisors
5
Financial Engines Advisors
California
$134M +$1.9M +76,596 +1%
Creative Planning
6
Creative Planning
Kansas
$120M -$1.6M -64,406 -1%
Cerity Partners
7
Cerity Partners
New York
$116M +$15.9M +642,332 +17%
AA
8
Advisory Alpha
Michigan
$111M +$3.38M +135,974 +3%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$103M -$11.5M -464,852 -10%
UBS Group
10
UBS Group
Switzerland
$91.5M +$2.19M +88,394 +3%
Northwestern Mutual Wealth Management
11
Northwestern Mutual Wealth Management
Wisconsin
$81.3M +$2.57M +103,420 +3%
Mercer Global Advisors
12
Mercer Global Advisors
Colorado
$76.4M +$76.2M +3,067,276 +105%
Mariner
13
Mariner
Kansas
$74.9M +$450K +18,120 +0.6%
Wealth Enhancement Advisory Services
14
Wealth Enhancement Advisory Services
Minnesota
$72.4M +$134K +5,392 +0.2%
HighTower Advisors
15
HighTower Advisors
Illinois
$65.1M -$5.74M -231,320 -8%
Morgan Stanley
16
Morgan Stanley
New York
$59.5M +$154K +6,202 +0.3%
LPL Financial
17
LPL Financial
California
$58M -$2.59M -104,502 -4%
MW
18
Marcum Wealth
Ohio
$57M -$1M -40,426 -2%
SC
19
Savant Capital
Illinois
$52.8M -$4.16M -167,724 -8%
RRWA
20
Rainey & Randall Wealth Advisors
Florida
$42.9M -$1.16M -46,544 -3%
SCM
21
Steele Capital Management
Iowa
$41.3M +$4.09M +164,732 +11%
Osaic Holdings
22
Osaic Holdings
Arizona
$37.2M -$52.4M -2,108,756 -59%
MGIA
23
Moneta Group Investment Advisors
Missouri
$36.5M +$36.1M +1,453,608 +105%
GAM
24
Gemmer Asset Management
California
$34.9M +$393K +15,828 +1%
KFC
25
Klingenstein Fields & Co
New York
$34.2M -$1.57M -63,052 -5%

SCHA Hedge Fund Activity: Q3 2024 in Review

1,068 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2024, worth a combined $6.47B — down 36% from $10.2B a quarter earlier.

Buyers outnumbered sellers: 89 funds opened new SCHA positions and 59 closed out — a net gain of 30 holders — while 443 added to existing stakes and 370 trimmed.

The largest buyer was International Assets Investment Management, adding an estimated $132M. The largest seller was Charles Schwab, exiting entirely with an estimated $4.13B sold.

  • 1,068 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2024, up from 1,049 in Q2 2024.
  • Funds reported $6.47B of Schwab U.S Small- Cap ETF stock for Q3 2024, down 36% quarter-over-quarter.
  • 89 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2024 and 59 closed out, a net change of +30 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2024 was International Assets Investment Management, an estimated $132M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2024 was Charles Schwab, an estimated $4.13B sold.

Based on aggregated 13F filings for Q3 2024.