Schwab U.S Small- Cap ETF
SCHA
105 hedge funds and large institutions have $246M invested in Schwab U.S Small- Cap ETF in 2013 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 56 increasing their positions, 19 reducing their positions, and 7 closing their positions.
195% more repeat investments, than reductions
Existing positions increased: 56 | Existing positions reduced: 19
129% more first-time investments, than exits
New positions opened: 16 | Existing positions closed: 7
29% more funds holding in top 10
Funds holding in top 10: 7 → 9 (+2)
17% more capital invested
Capital invested by funds: $211M → $246M (+$35.8M)
9% more funds holding
Funds holding: 96 → 105 (+9)
5.95% less ownership
Funds ownership: 69.31% → 63.36% (-6%)
45% less call options, than puts
Call options by funds: $796K | Put options by funds: $1.45M
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Goldman Sachs
New York
|
+$5.64M |
| 2 |
PMG
ProVise Management Group
Clearwater,
Florida
|
+$5.47M |
| 3 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
+$5.03M |
| 4 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$3.24M |
| 5 |
Charles Schwab
San Francisco,
California
|
+$2.92M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Rafferty Asset Management
New York
|
-$11M |
| 2 |
PA
Planning Alternatives
Birmingham,
Michigan
|
-$8.96M |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$798K |
| 4 |
SWA
SFMG Wealth Advisors
Plano,
Texas
|
-$649K |
| 5 |
WCM
Wisconsin Capital Management
Madison,
Wisconsin
|
-$561K |
SCHA Hedge Fund Activity: Q3 2013 in Review
105 of the 3,096 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2013, worth a combined $246M — up 17% from $211M a quarter earlier.
Buyers outnumbered sellers: 16 funds opened new SCHA positions and 7 closed out — a net gain of 9 holders — while 56 added to existing stakes and 19 trimmed.
The largest buyer was Goldman Sachs, adding an estimated $5.64M. The largest seller was Rafferty Asset Management, exiting entirely with an estimated $11M sold.
- 105 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2013, up from 96 in Q2 2013.
- Funds reported $246M of Schwab U.S Small- Cap ETF stock for Q3 2013, up 17% quarter-over-quarter.
- 16 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2013 and 7 closed out, a net change of +9 holders.
- The largest Schwab U.S Small- Cap ETF buyer in Q3 2013 was Goldman Sachs, an estimated $5.64M added.
- The largest Schwab U.S Small- Cap ETF seller in Q3 2013 was Rafferty Asset Management, an estimated $11M sold.
Based on aggregated 13F filings for Q3 2013.