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Schwab U.S Small- Cap ETF

290 hedge funds and large institutions have $1.54B invested in Schwab U.S Small- Cap ETF in 2016 Q4 according to their latest regulatory filings, with 53 funds opening new positions, 142 increasing their positions, 69 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

194% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 18

106% more repeat investments, than reductions

Existing positions increased: 142 | Existing positions reduced: 69

29% more capital invested

Capital invested by funds: $1.19B → $1.54B (+$350M)

29% more funds holding in top 10

Funds holding in top 10: 3140 (+9)

14.14% more ownership

Funds ownership: 122.96%137.1% (+14%)

13% more funds holding

Funds holding: 257290 (+33)

53% less call options, than puts

Call options by funds: $441K | Put options by funds: $940K

Holders
290
Holders Change
+33
Holders Change %
+12.84%
% of All Funds
7.25%
Holding in Top 10
40
Holding in Top 10 Change
+9
Holding in Top 10 Change %
+29.03%
% of All Funds
1%
New
53
Increased
142
Reduced
69
Closed
18
Calls
$441K
Puts
$940K
Net Calls
-$499K
Net Calls Change
-$2.58M
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$537M +$70.9M +4,823,304 +16%
Bank of America
2
Bank of America
North Carolina
$103M +$30.5M +2,073,924 +45%
UBS Group
3
UBS Group
Switzerland
$62.2M -$2.5M -169,712 -4%
AB
4
AT Bancorp
Iowa
$40.6M +$8.39M +570,776 +28%
Wealth Enhancement Advisory Services
5
Wealth Enhancement Advisory Services
Minnesota
$34.9M +$4.04M +274,488 +14%
TAT
6
TD Ameritrade Trust
Colorado
$26M +$10.9M +740,068 +78%
FMP
7
Financial Management Professionals
Texas
$25.7M +$523K +35,548 +2%
QI
8
QS Investors
New York
$25.3M +$3.02M +205,376 +14%
RBA
9
Richard Bernstein Advisors
New York
$23.4M +$3.34M +226,936 +17%
Charles Schwab
10
Charles Schwab
California
$22.3M -$459K -31,232 -2%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$20.6M +$534K +36,340 +3%
SHJ
12
Sharkey, Howes & Javer
Colorado
$19.1M +$1.92M +130,744 +12%
PFG
13
Piershale Financial Group
Illinois
$18.6M +$11.9M +807,144 +200%
Jane Street
14
Jane Street
New York
$17.4M +$3.92M +266,576 +31%
UCFA
15
United Capital Financial Advisors
Texas
$17.1M +$12.2M +829,352 +295%
WAM
16
Wealthspire Advisors (Maryland)
Maryland
$15.5M -$202K -13,768 -1%
GA
17
Geneva Advisors
Illinois
$15.1M +$14.5M +985,048 New
SWM
18
SVA Wealth Management
Wisconsin
$13.5M -$210K -14,260 -2%
Ameriprise
19
Ameriprise
Minnesota
$11.6M +$5.01M +340,416 +82%
BO
20
BRR OpCo
Ohio
$11.4M +$10.9M +740,708 New
AWS
21
AJ Wealth Strategies
New York
$11.1M +$10.6M +722,060 New
MWAC
22
Mariner Wealth Advisors (Cincinnati)
Ohio
$11M +$727K +49,436 +7%
MI
23
Moneywise Inc
Virginia
$9.98M -$66.5K -4,520 -0.7%
HSA
24
HBK Sorce Advisory
Pennsylvania
$9.97M -$496K -33,696 -5%
WA
25
WealthTrust-Arizona
Arizona
$9.71M +$178K +12,112 +2%

SCHA Hedge Fund Activity: Q4 2016 in Review

290 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q4 2016, worth a combined $1.54B — up 29% from $1.19B a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new SCHA positions and 18 closed out — a net gain of 35 holders — while 142 added to existing stakes and 69 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $70.9M. The largest seller was Meridian Management, cutting an estimated $3.36M.

  • 290 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q4 2016, up from 257 in Q3 2016.
  • Funds reported $1.54B of Schwab U.S Small- Cap ETF stock for Q4 2016, up 29% quarter-over-quarter.
  • 53 funds opened new Schwab U.S Small- Cap ETF positions in Q4 2016 and 18 closed out, a net change of +35 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q4 2016 was Charles Schwab Investment Advisory, an estimated $70.9M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q4 2016 was Meridian Management, an estimated $3.36M sold.

Based on aggregated 13F filings for Q4 2016.