We are live on ! Find out more
SCHA icon

Schwab U.S Small- Cap ETF

257 hedge funds and large institutions have $1.19B invested in Schwab U.S Small- Cap ETF in 2016 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 120 increasing their positions, 76 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

906% more call options, than puts

Call options by funds: $2.31M | Put options by funds: $230K

238% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 8

58% more repeat investments, than reductions

Existing positions increased: 120 | Existing positions reduced: 76

18% more capital invested

Capital invested by funds: $1B → $1.19B (+$184M)

8% more funds holding

Funds holding: 239257 (+18)

7% more funds holding in top 10

Funds holding in top 10: 2931 (+2)

4.25% more ownership

Funds ownership: 118.7%122.96% (+4.3%)

Holders
257
Holders Change
+18
Holders Change %
+7.53%
% of All Funds
6.86%
Holding in Top 10
31
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+6.9%
% of All Funds
0.83%
New
27
Increased
120
Reduced
76
Closed
8
Calls
$2.31M
Puts
$230K
Net Calls
+$2.08M
Net Calls Change
+$1.86M
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$433M +$55.6M +3,921,248 +15%
Bank of America
2
Bank of America
North Carolina
$66.2M +$3.26M +229,580 +5%
UBS Group
3
UBS Group
Switzerland
$60.7M +$2.69M +189,764 +5%
AB
4
AT Bancorp
Iowa
$29.8M +$16.5M +1,165,280 +128%
Wealth Enhancement Advisory Services
5
Wealth Enhancement Advisory Services
Minnesota
$28.7M +$2.99M +210,916 +12%
FMP
6
Financial Management Professionals
Texas
$23.6M +$23.2M +1,633,112 +28,997%
Charles Schwab
7
Charles Schwab
California
$21.3M +$1.05M +74,056 +5%
QI
8
QS Investors
New York
$20.7M +$3.32M +234,016 +19%
FIM
9
Frontier Investment Management
Texas
$19.8M +$22.9K +1,616 +1%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$18.7M +$568K +40,036 +3%
RBA
11
Richard Bernstein Advisors
New York
$18.7M +$1.54M +108,364 +9%
SHJ
12
Sharkey, Howes & Javer
Colorado
$16M +$204K +14,408 +1%
WAM
13
Wealthspire Advisors (Maryland)
Maryland
$14.7M +$691K +48,712 +5%
TAT
14
TD Ameritrade Trust
Colorado
$13.7M +$1.95M +137,400 +17%
SWM
15
SVA Wealth Management
Wisconsin
$12.9M -$5.24M -369,404 -29%
Jane Street
16
Jane Street
New York
$12.5M +$6.85M +482,644 +125%
HSA
17
HBK Sorce Advisory
Pennsylvania
$9.82M -$27.7M -1,949,252 -74%
MWAC
18
Mariner Wealth Advisors (Cincinnati)
Ohio
$9.61M +$995K +70,120 +12%
MI
19
Moneywise Inc
Virginia
$9.4M +$9.27M +653,664 New
MM
20
Meridian Management
Arkansas
$8.99M -$42.8K -3,020 -0.5%
WA
21
WealthTrust-Arizona
Arizona
$8.91M -$192K -13,528 -2%
TPW
22
Tiller Private Wealth
Pennsylvania
$8.39M -$1.55M -109,192 -16%
VV
23
Valentine Ventures
Oregon
$7.97M -$508K -35,796 -6%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$7.69M +$4.48M +315,776 +145%
BWA
25
Burt Wealth Advisors
Maryland
$7.33M -$106K -7,464 -1%

SCHA Hedge Fund Activity: Q3 2016 in Review

257 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2016, worth a combined $1.19B — up 18% from $1B a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new SCHA positions and 8 closed out — a net gain of 19 holders — while 120 added to existing stakes and 76 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $55.6M. The largest seller was HBK Sorce Advisory, cutting an estimated $27.7M.

  • 257 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2016, up from 239 in Q2 2016.
  • Funds reported $1.19B of Schwab U.S Small- Cap ETF stock for Q3 2016, up 18% quarter-over-quarter.
  • 27 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2016 and 8 closed out, a net change of +19 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2016 was Charles Schwab Investment Advisory, an estimated $55.6M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2016 was HBK Sorce Advisory, an estimated $27.7M sold.

Based on aggregated 13F filings for Q3 2016.