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Schwab U.S Small- Cap ETF

941 hedge funds and large institutions have $8.11B invested in Schwab U.S Small- Cap ETF in 2023 Q3 according to their latest regulatory filings, with 57 funds opening new positions, 398 increasing their positions, 345 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

597% more call options, than puts

Call options by funds: $2.08M | Put options by funds: $298K

15% more repeat investments, than reductions

Existing positions increased: 398 | Existing positions reduced: 345

0.74% more ownership

Funds ownership: 118.54%119.27% (+0.74%)

4% less capital invested

Capital invested by funds: $8.45B → $8.11B (-$339M)

7% less first-time investments, than exits

New positions opened: 57 | Existing positions closed: 61

2% less funds holding

Funds holding: 957941 (-16)

8% less funds holding in top 10

Funds holding in top 10: 6560 (-5)

Holders
941
Holders Change
-16
Holders Change %
-1.67%
% of All Funds
14.93%
Holding in Top 10
60
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-7.69%
% of All Funds
0.95%
New
57
Increased
398
Reduced
345
Closed
61
Calls
$2.08M
Puts
$298K
Net Calls
+$1.78M
Net Calls Change
-$747K
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$3.06B +$66.1M +3,014,132 +2%
Empower Advisory Group
2
Empower Advisory Group
Colorado
$449M -$41.3M -1,881,972 -8%
Bank of America
3
Bank of America
North Carolina
$390M +$2.19M +99,950 +0.5%
Charles Schwab
4
Charles Schwab
California
$372M +$14.2M +645,006 +4%
SEI Investments
5
SEI Investments
Pennsylvania
$315M +$2.27M +103,464 +0.7%
Goldman Sachs
6
Goldman Sachs
New York
$143M +$3.52M +160,598 +2%
Financial Engines Advisors
7
Financial Engines Advisors
California
$111M -$1.94M -88,340 -2%
Creative Planning
8
Creative Planning
Kansas
$101M +$25.7M +1,169,812 +31%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$97.5M -$728K -33,170 -0.7%
AA
10
Advisory Alpha
Michigan
$82.9M +$7.05M +321,346 +9%
Cerity Partners
11
Cerity Partners
New York
$81.2M +$59.3M +2,704,554 +222%
UBS Group
12
UBS Group
Switzerland
$73.5M +$2.49M +113,638 +3%
Wealth Enhancement Advisory Services
13
Wealth Enhancement Advisory Services
Minnesota
$69.4M +$38M +1,733,138 +107%
Osaic Holdings
14
Osaic Holdings
Arizona
$65M -$20.2M -921,214 -23%
Mariner
15
Mariner
Kansas
$62.7M +$1.43M +64,988 +2%
Mercer Global Advisors
16
Mercer Global Advisors
Colorado
$59.6M -$2.58M -117,510 -4%
HighTower Advisors
17
HighTower Advisors
Illinois
$54.7M +$1.45M +66,098 +3%
MW
18
Marcum Wealth
Ohio
$50M -$1.07M -48,894 -2%
Ameriprise
19
Ameriprise
Minnesota
$50M +$4.91M +223,626 +10%
SC
20
Savant Capital
Illinois
$49.6M +$1.9M +86,798 +4%
LPL Financial
21
LPL Financial
California
$48M +$1.84M +84,022 +4%
Northwestern Mutual Wealth Management
22
Northwestern Mutual Wealth Management
Wisconsin
$46M +$1.35M +61,598 +3%
SIS
23
Strategic Investment Solutions
Illinois
$43.6M +$43M +1,957,654 +6,489%
Morgan Stanley
24
Morgan Stanley
New York
$42M +$1.51M +68,956 +4%
FA
25
Financial Advisors
Massachusetts
$40.8M +$779K +35,508 +2%

SCHA Hedge Fund Activity: Q3 2023 in Review

941 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2023, worth a combined $8.11B — down 4% from $8.45B a quarter earlier.

Sellers outnumbered buyers: 61 funds closed out of SCHA and 57 opened new positions — a net loss of 4 holders — while 345 trimmed existing stakes and 398 added.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $66.1M. The largest seller was Empower Advisory Group, cutting an estimated $41.3M.

  • 941 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2023, down from 957 in Q2 2023.
  • Funds reported $8.11B of Schwab U.S Small- Cap ETF stock for Q3 2023, down 4% quarter-over-quarter.
  • 57 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2023 and 61 closed out, a net change of -4 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2023 was Charles Schwab Investment Advisory, an estimated $66.1M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2023 was Empower Advisory Group, an estimated $41.3M sold.

Based on aggregated 13F filings for Q3 2023.