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Schwab U.S Small- Cap ETF

928 hedge funds and large institutions have $8.11B invested in Schwab U.S Small- Cap ETF in 2023 Q1 according to their latest regulatory filings, with 71 funds opening new positions, 345 increasing their positions, 383 reducing their positions, and 64 closing their positions.

New
Increased
Maintained
Reduced
Closed

270% more call options, than puts

Call options by funds: $3.07M | Put options by funds: $830K

11% more first-time investments, than exits

New positions opened: 71 | Existing positions closed: 64

10% less repeat investments, than reductions

Existing positions increased: 345 | Existing positions reduced: 383

1% less funds holding

Funds holding: 941928 (-13)

1.48% less ownership

Funds ownership: 119.87%118.39% (-1.5%)

10% less funds holding in top 10

Funds holding in top 10: 7063 (-7)

11% less capital invested

Capital invested by funds: $9.12B → $8.11B (-$1.01B)

Holders
928
Holders Change
-13
Holders Change %
-1.38%
% of All Funds
14.79%
Holding in Top 10
63
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-10%
% of All Funds
1%
New
71
Increased
345
Reduced
383
Closed
64
Calls
$3.07M
Puts
$830K
Net Calls
+$2.24M
Net Calls Change
+$671K
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$2.98B -$116M -5,392,460 -4%
Empower Advisory Group
2
Empower Advisory Group
Colorado
$468M +$480M +22,313,160 New
Bank of America
3
Bank of America
North Carolina
$387M +$21.8M +1,015,226 +6%
Charles Schwab
4
Charles Schwab
California
$344M +$28.1M +1,308,326 +9%
SEI Investments
5
SEI Investments
Pennsylvania
$312M +$1.42M +66,176 +0.4%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$145M -$3.56M -165,538 -2%
Goldman Sachs
7
Goldman Sachs
New York
$138M +$3.95M +183,604 +3%
Mercer Global Advisors
8
Mercer Global Advisors
Colorado
$124M -$4.17M -194,246 -3%
Financial Engines Advisors
9
Financial Engines Advisors
California
$115M -$1.27M -59,212 -1%
Osaic Holdings
10
Osaic Holdings
Arizona
$92M +$164K +7,620 +0.2%
Creative Planning
11
Creative Planning
Kansas
$75.2M -$157K -7,308 -0.2%
AA
12
Advisory Alpha
Michigan
$71.4M -$6.84M -318,158 -9%
UBS Group
13
UBS Group
Switzerland
$65.2M +$1.09M +50,778 +2%
Mariner
14
Mariner
Kansas
$63.4M +$518K +24,092 +0.8%
Wealth Enhancement Advisory Services
15
Wealth Enhancement Advisory Services
Minnesota
$59.8M -$58.3M -2,714,008 -49%
AWS
16
AJ Wealth Strategies
New York
$54M -$974K -45,314 -2%
MW
17
Marcum Wealth
Ohio
$53.3M -$943K -43,870 -2%
HighTower Advisors
18
HighTower Advisors
Illinois
$53.3M -$26.1M -1,215,012 -32%
Ameriprise
19
Ameriprise
Minnesota
$51.3M +$10.6M +493,644 +25%
SC
20
Savant Capital
Illinois
$49.3M -$2.03M -94,350 -4%
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
$46.6M -$3.24M -150,886 -6%
Morgan Stanley
22
Morgan Stanley
New York
$44M -$12.4M -579,208 -22%
LPL Financial
23
LPL Financial
California
$42.2M -$1.69M -78,506 -4%
UCFA
24
United Capital Financial Advisors
Texas
$39.9M -$271K -12,618 -0.7%
FA
25
Financial Advisors
Massachusetts
$39.2M +$1.39M +64,838 +4%

SCHA Hedge Fund Activity: Q1 2023 in Review

928 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q1 2023, worth a combined $8.11B — down 11% from $9.12B a quarter earlier.

Buyers outnumbered sellers: 71 funds opened new SCHA positions and 64 closed out — a net gain of 7 holders — while 345 added to existing stakes and 383 trimmed.

The largest buyer was Charles Schwab, adding an estimated $28.1M. The largest seller was Charles Schwab Investment Advisory, cutting an estimated $116M.

  • 928 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q1 2023, down from 941 in Q4 2022.
  • Funds reported $8.11B of Schwab U.S Small- Cap ETF stock for Q1 2023, down 11% quarter-over-quarter.
  • 71 funds opened new Schwab U.S Small- Cap ETF positions in Q1 2023 and 64 closed out, a net change of +7 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q1 2023 was Charles Schwab, an estimated $28.1M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q1 2023 was Charles Schwab Investment Advisory, an estimated $116M sold.

Based on aggregated 13F filings for Q1 2023.