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Schwab U.S Small- Cap ETF

837 hedge funds and large institutions have $10B invested in Schwab U.S Small- Cap ETF in 2021 Q3 according to their latest regulatory filings, with 59 funds opening new positions, 373 increasing their positions, 268 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more call options, than puts

Call options by funds: $3.37M | Put options by funds: $2.34M

39% more repeat investments, than reductions

Existing positions increased: 373 | Existing positions reduced: 268

23% more first-time investments, than exits

New positions opened: 59 | Existing positions closed: 48

3% more funds holding in top 10

Funds holding in top 10: 7274 (+2)

0% less funds holding

Funds holding: 838837 (-1)

0% less capital invested

Capital invested by funds: $10.1B → $10B (-$50M)

1.12% less ownership

Funds ownership: 244.8%243.68% (-1.1%)

Holders
837
Holders Change
-1
Holders Change %
-0.12%
% of All Funds
14.65%
Holding in Top 10
74
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+2.78%
% of All Funds
1.3%
New
59
Increased
373
Reduced
268
Closed
48
Calls
$3.37M
Puts
$2.34M
Net Calls
+$1.03M
Net Calls Change
-$1.69M
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$4.3B +$142M +5,585,364 +3%
Bank of America
2
Bank of America
North Carolina
$940M +$34.2M +1,347,332 +4%
PCA
3
Personal Capital Advisors
California
$396M +$25.6M +1,009,904 +7%
SEI Investments
4
SEI Investments
Pennsylvania
$342M +$18.4M +723,500 +6%
Charles Schwab
5
Charles Schwab
California
$304M +$19.3M +760,568 +7%
Financial Engines Advisors
6
Financial Engines Advisors
California
$148M -$9.66M -380,464 -6%
Wealth Enhancement Advisory Services
7
Wealth Enhancement Advisory Services
Minnesota
$125M +$1.57M +61,656 +1%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$86.3M -$12.7M -499,716 -13%
Osaic Holdings
9
Osaic Holdings
Arizona
$83.4M -$10.4M -410,068 -11%
Mercer Global Advisors
10
Mercer Global Advisors
Colorado
$70M -$15.7M -619,168 -18%
AWS
11
AJ Wealth Strategies
New York
$67.4M +$6.44M +253,428 +10%
UBS Group
12
UBS Group
Switzerland
$63M +$1.05M +41,300 +2%
Creative Planning
13
Creative Planning
Kansas
$62.9M +$6.06M +238,768 +11%
Mariner
14
Mariner
Kansas
$62.4M +$6.36M +250,336 +11%
HighTower Advisors
15
HighTower Advisors
Illinois
$61.5M +$4.41M +173,856 +8%
AA
16
Advisory Alpha
Michigan
$54.2M +$10.2M +400,032 +23%
PCIA
17
Prime Capital Investment Advisors
Kansas
$53.6M +$614K +24,192 +1%
TI
18
Tidal Investments
Wisconsin
$52.2M -$15.1M -595,892 -22%
UCFA
19
United Capital Financial Advisors
Texas
$49.4M +$1.1M +43,444 +2%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$48.5M +$3.53M +138,856 +8%
NDSI
21
Newman Dignan & Sheerar Inc
Rhode Island
$46.9M -$62.9K -2,476 -1%
GAM
22
Gemmer Asset Management
California
$46.1M +$2.69M +105,856 +6%
LPL Financial
23
LPL Financial
California
$44.2M +$2.64M +104,072 +6%
Ameriprise
24
Ameriprise
Minnesota
$41.4M -$8.86M -348,980 -17%
MW
25
Marcum Wealth
Ohio
$40.6M +$1.43M +56,172 +4%

SCHA Hedge Fund Activity: Q3 2021 in Review

837 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2021, worth a combined $10B — down 0.5% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 59 funds opened new SCHA positions and 48 closed out — a net gain of 11 holders — while 373 added to existing stakes and 268 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $142M. The largest seller was Financial Management Professionals, cutting an estimated $29.4M.

  • 837 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2021, down from 838 in Q2 2021.
  • Funds reported $10B of Schwab U.S Small- Cap ETF stock for Q3 2021, down 0.5% quarter-over-quarter.
  • 59 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2021 and 48 closed out, a net change of +11 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2021 was Charles Schwab Investment Advisory, an estimated $142M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2021 was Financial Management Professionals, an estimated $29.4M sold.

Based on aggregated 13F filings for Q3 2021.