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Schwab U.S Small- Cap ETF

195 hedge funds and large institutions have $527M invested in Schwab U.S Small- Cap ETF in 2015 Q1 according to their latest regulatory filings, with 23 funds opening new positions, 104 increasing their positions, 45 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

131% more repeat investments, than reductions

Existing positions increased: 104 | Existing positions reduced: 45

130% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 10

31% more funds holding in top 10

Funds holding in top 10: 1621 (+5)

24% more capital invested

Capital invested by funds: $424M → $527M (+$102M)

11% more call options, than puts

Call options by funds: $990K | Put options by funds: $892K

5% more funds holding

Funds holding: 185195 (+10)

2.75% more ownership

Funds ownership: 74.23%76.99% (+2.8%)

Holders
195
Holders Change
+10
Holders Change %
+5.41%
% of All Funds
5.2%
Holding in Top 10
21
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+31.25%
% of All Funds
0.56%
New
23
Increased
104
Reduced
45
Closed
10
Calls
$990K
Puts
$892K
Net Calls
+$98K
Net Calls Change
+$280K
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$87.6M -$810K -58,028 -0.9%
HSA
2
HBK Sorce Advisory
Pennsylvania
$30.6M +$1.11M +79,176 +4%
WCWM
3
Wooster Corthell Wealth Management
Connecticut
$24.4M +$154K +11,056 +0.7%
UCFA
4
United Capital Financial Advisors
Texas
$17.7M +$2.69M +192,800 +18%
Charles Schwab
5
Charles Schwab
California
$16.8M +$519K +37,168 +3%
SHJ
6
Sharkey, Howes & Javer
Colorado
$13.8M +$13.4M +955,904 New
SWM
7
SVA Wealth Management
Wisconsin
$13.3M +$5.12M +366,792 +66%
SMG
8
Spectrum Management Group
Indiana
$13.1M -$4.08M -291,908 -24%
Wealth Enhancement Advisory Services
9
Wealth Enhancement Advisory Services
Minnesota
$12.6M +$207K +14,856 +2%
PFG
10
Piershale Financial Group
Illinois
$12M +$11.6M +829,168 +26,610%
VV
11
Valentine Ventures
Oregon
$9.59M -$144K -10,328 -2%
LPL Financial
12
LPL Financial
California
$9.38M +$7.06M +505,520 +345%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$9.18M +$1.19M +85,320 +15%
MM
14
Meridian Management
Arkansas
$8.97M +$638K +45,700 +8%
PMG
15
ProVise Management Group
Florida
$8.78M +$6.55M +468,616 +332%
MAM
16
Marquette Asset Management
Minnesota
$7.05M +$406K +29,048 +6%
BWA
17
Burt Wealth Advisors
Maryland
$6.78M +$6.02M +430,848 +1,043%
Morgan Stanley
18
Morgan Stanley
New York
$6.59M +$5.38M +384,956 +529%
BFG
19
Bouchey Financial Group
New York
$6.27M +$154K +11,044 +3%
HP
20
HT Partners
Connecticut
$6.25M +$6.1M +436,844 New
UBS Group
21
UBS Group
Switzerland
$6.18M +$1.8M +128,748 +43%
Wells Fargo
22
Wells Fargo
California
$6.15M -$285K -20,416 -5%
SAM
23
Summit Asset Management
Tennessee
$5.87M +$4.69M +335,760 +468%
EK
24
Evensky & Katz
Florida
$5.82M -$572K -40,960 -9%
Citigroup
25
Citigroup
New York
$5.78M

SCHA Hedge Fund Activity: Q1 2015 in Review

195 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q1 2015, worth a combined $527M — up 24% from $424M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new SCHA positions and 10 closed out — a net gain of 13 holders — while 104 added to existing stakes and 45 trimmed.

The largest buyer was Piershale Financial Group, adding an estimated $11.6M. The largest seller was Avalon Capital Management, exiting entirely with an estimated $4.76M sold.

  • 195 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q1 2015, up from 185 in Q4 2014.
  • Funds reported $527M of Schwab U.S Small- Cap ETF stock for Q1 2015, up 24% quarter-over-quarter.
  • 23 funds opened new Schwab U.S Small- Cap ETF positions in Q1 2015 and 10 closed out, a net change of +13 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q1 2015 was Piershale Financial Group, an estimated $11.6M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q1 2015 was Avalon Capital Management, an estimated $4.76M sold.

Based on aggregated 13F filings for Q1 2015.