Schwab U.S Small- Cap ETF
SCHA
151 hedge funds and large institutions have $399M invested in Schwab U.S Small- Cap ETF in 2014 Q1 according to their latest regulatory filings, with 22 funds opening new positions, 73 increasing their positions, 40 reducing their positions, and 7 closing their positions.
214% more first-time investments, than exits
New positions opened: 22 | Existing positions closed: 7
83% more repeat investments, than reductions
Existing positions increased: 73 | Existing positions reduced: 40
21% more funds holding in top 10
Funds holding in top 10: 14 → 17 (+3)
10% more funds holding
Funds holding: 137 → 151 (+14)
5% more capital invested
Capital invested by funds: $380M → $399M (+$18.2M)
5.08% less ownership
Funds ownership: 81.53% → 76.45% (-5.1%)
44% less call options, than puts
Call options by funds: $702K | Put options by funds: $1.25M
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
U
UBS
Zurich,
Switzerland
|
+$3.84M |
| 2 |
SWM
SVA Wealth Management
Madison,
Wisconsin
|
+$3.72M |
| 3 |
VCM
Vigilant Capital Management
Portland,
Maine
|
+$3.67M |
| 4 |
Goldman Sachs
New York
|
+$3.43M |
| 5 |
CSIA
Charles Schwab Investment Advisory
San Francisco,
California
|
+$2.3M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PP
Pension Partners
New York
|
-$12.4M |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$4.96M |
| 3 |
PFG
Piershale Financial Group
Barrington,
Illinois
|
-$3.76M |
| 4 |
BIT
BlackRock Institutional Trust
San Francisco,
California
|
-$3.4M |
| 5 |
Citigroup
New York
|
-$2.64M |
SCHA Hedge Fund Activity: Q1 2014 in Review
151 of the 3,475 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q1 2014, worth a combined $399M — up 4.8% from $380M a quarter earlier.
Buyers outnumbered sellers: 22 funds opened new SCHA positions and 7 closed out — a net gain of 15 holders — while 73 added to existing stakes and 40 trimmed.
The largest buyer was UBS, adding an estimated $3.84M. The largest seller was Pension Partners, exiting entirely with an estimated $12.4M sold.
- 151 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q1 2014, up from 137 in Q4 2013.
- Funds reported $399M of Schwab U.S Small- Cap ETF stock for Q1 2014, up 4.8% quarter-over-quarter.
- 22 funds opened new Schwab U.S Small- Cap ETF positions in Q1 2014 and 7 closed out, a net change of +15 holders.
- The largest Schwab U.S Small- Cap ETF buyer in Q1 2014 was UBS, an estimated $3.84M added.
- The largest Schwab U.S Small- Cap ETF seller in Q1 2014 was Pension Partners, an estimated $12.4M sold.
Based on aggregated 13F filings for Q1 2014.