UBS’s Schwab U.S Small- Cap ETF SCHA Stock Holding History

UBS’s Portfolio SCHA Stock Details SCHA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$1.31M	Sell	101,960 -23,892	-19%	-$319K	﹤0.01%	3323
2014 Q2	$1.72M	Sell	125,852 -327,124	-72%	-$4.31M	﹤0.01%	3012
2014 Q1	$6.07M	Buy	452,976 +290,692	+179%	+$3.84M	0.01%	1677
2013 Q4	$2.13M	Buy	162,284 +121,108	+294%	+$1.52M	﹤0.01%	2732
2013 Q3	$496K	Buy	41,176 +30,004	+269%	+$353K	﹤0.01%	4142
2013 Q2	$123K	Buy	+11,172	New	+$121K	﹤0.01%	5651

Other funds holding SCHA

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

HSA

HBK Sorce Advisory Erie, Pennsylvania $5.05B AUM 16.64% 1-Year Est. Return

WCWM

Wooster Corthell Wealth Management Glastonbury, Connecticut $540M AUM 11.84% 1-Year Est. Return

Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return

SMG

Spectrum Management Group Indianapolis, Indiana $460M AUM 10.37% 1-Year Est. Return

SWM

SVA Wealth Management Madison, Wisconsin $1.15B AUM 22.3% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Meridian Management Little Rock, Arkansas $402M AUM 17.05% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Evensky & Katz Coral Gables, Florida $1.94B AUM 22.01% 1-Year Est. Return

UBS's SCHA Position: Q3 2014 in Review

UBS reduced its Schwab U.S Small- Cap ETF (SCHA) stake by 19% in Q3 2014, selling an estimated $319K and leaving 101,960 shares worth $1.31M. The position accounts for ﹤0.01% of the portfolio, ranked #3323.

UBS first reported a position in SCHA in Q2 2013 and has held it in 6 quarters since. The position peaked at $6.07M in Q1 2014. 158 funds tracked by Wall St. Rank hold SCHA as of Q3 2014.

UBS held 101,960 shares of Schwab U.S Small- Cap ETF worth $1.31M as of Q3 2014.
UBS sold 23,892 Schwab U.S Small- Cap ETF shares in Q3 2014, an estimated $319K.
Schwab U.S Small- Cap ETF made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3323 holding.
UBS first reported a position in Schwab U.S Small- Cap ETF in Q2 2013 and has held it in 6 quarters since.
UBS's Schwab U.S Small- Cap ETF position peaked at $6.07M in Q1 2014.
158 funds tracked by Wall St. Rank held Schwab U.S Small- Cap ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.