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Schwab U.S Small- Cap ETF
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Overview Fund Activity

157 hedge funds and large institutions have $333M invested in Schwab U.S Small- Cap ETF in 2014 Q2 according to their latest regulatory filings, with 23 funds opening new positions, 69 increasing their positions, 50 reducing their positions, and 16 closing their positions.

Holders
157
Holders Change
+7
Holders Change %
+4.67%
% of All Funds
4.52%
Holding in Top 10
13
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-23.53%
% of All Funds
0.37%
New
23
Increased
69
Reduced
50
Closed
16
Calls
$1.38M
Puts
–
Net Calls
+$1.38M
Net Calls Change
+$1.92M

Top Buyers

1
Ameriprise
1
Ameriprise
Minnesota
$6.87M
2
SG Americas Securities
2
SG Americas Securities
New York
$3.6M
3
CSIA
3
Charles Schwab Investment Advisory
California
$78.3M
4
MIAN
4
Mariner Independent Advisor Network
Kansas
$2.18M
5
Charles Schwab
5
Charles Schwab
California
$14.4M

Top Sellers

1
SMG
1
Spectrum Management Group
Indiana
$13.7M
2
FMP
2
Financial Management Professionals
Texas
$272K
3
KFA
3
Kays Financial Advisory
Georgia
$16.7M
4
PMG
4
ProVise Management Group
Florida
$1.63M
5
TCM
5
Tuttle Capital Management
Connecticut
$1.46M
Name Market Value Shares Shares
Change 		Shares
Change %
CSIA
1
Charles Schwab Investment Advisory
California
$78.3M 1,427,996 +49,214 +4%
HSA
2
HBK Sorce Advisory
Pennsylvania
$27.5M 502,475 -67,009 -12%
WCWM
3
Wooster Corthell Wealth Management
Connecticut
$21.4M 390,140 +11,101 +3%
KFA
4
Kays Financial Advisory
Georgia
$16.7M 304,459 -122,108 -29%
Charles Schwab
5
Charles Schwab
California
$14.4M 263,401 +28,556 +12%
SMG
6
Spectrum Management Group
Indiana
$13.7M 249,073 -433,913 -64%
MM
7
Meridian Management
Arkansas
$7.17M 130,736 -46,169 -26%
SWM
8
SVA Wealth Management
Wisconsin
$7.02M 128,144 -1,287 -1%
Ameriprise
9
Ameriprise
Minnesota
$6.87M 125,602 +93,363 +290%
BFG
10
Bouchey Financial Group
New York
$5.29M 96,567 +13,569 +16%
AWM
11
Avior Wealth Management
Nebraska
$5.28M 96,363 -4,696 -5%
VCM
12
Vigilant Capital Management
Maine
$4.96M 90,415 +19,140 +27%
MAS
13
Madden Advisory Services
Florida
$4.57M 83,300 +4,774 +6%
GAM
14
Gemmer Asset Management
California
$4.42M 80,542 +961 +1%
Wells Fargo
15
Wells Fargo
California
$4.39M 80,165 +21,079 +36%
NIC
16
Northwest Investment Counselors
Oregon
$4.29M 78,247 +7,017 +10%
WCM
17
Wisconsin Capital Management
Wisconsin
$4.23M 77,150 -17,200 -18%
MAM
18
Marquette Asset Management
Minnesota
$3.93M 71,763 +78 +0.1%
UCFA
19
United Capital Financial Advisors
Texas
$3.67M 67,034 +1,774 +3%
SG Americas Securities
20
SG Americas Securities
New York
$3.6M 65,673 +65,673 New
CFA
21
Cahill Financial Advisors
Minnesota
$3.14M 57,234 +2,461 +4%
NPC
22
National Planning Corporation
California
$2.85M 52,027 +2,776 +6%
TCM
23
Tradewinds Capital Management
Washington
$2.83M 51,669 +3,251 +7%
Citigroup
24
Citigroup
New York
$2.76M 50,415 +415 +0.8%
GA
25
Gateway Advisory
New Jersey
$2.76M 50,371 +1,949 +4%
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