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Schwab U.S Small- Cap ETF

940 hedge funds and large institutions have $10.1B invested in Schwab U.S Small- Cap ETF in 2022 Q1 according to their latest regulatory filings, with 77 funds opening new positions, 405 increasing their positions, 351 reducing their positions, and 73 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more call options, than puts

Call options by funds: $1.46M | Put options by funds: $1.12M

15% more repeat investments, than reductions

Existing positions increased: 405 | Existing positions reduced: 351

5% more first-time investments, than exits

New positions opened: 77 | Existing positions closed: 73

3% less capital invested

Capital invested by funds: $10.5B → $10.1B (-$335M)

1% less funds holding

Funds holding: 950940 (-10)

3% less funds holding in top 10

Funds holding in top 10: 8078 (-2)

118.49% less ownership

Funds ownership: 245.53%127.04% (-118%)

Holders
940
Holders Change
-10
Holders Change %
-1.05%
% of All Funds
14.83%
Holding in Top 10
78
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-2.5%
% of All Funds
1.23%
New
77
Increased
405
Reduced
351
Closed
73
Calls
$1.46M
Puts
$1.12M
Net Calls
+$342K
Net Calls Change
-$1.99M
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$4.43B +$200M +8,465,464 +5%
Bank of America
2
Bank of America
North Carolina
$764M +$44.7M +1,894,602 +6%
PCA
3
Personal Capital Advisors
California
$427M +$35.6M +1,508,032 +9%
SEI Investments
4
SEI Investments
Pennsylvania
$353M +$22.5M +955,036 +7%
Charles Schwab
5
Charles Schwab
California
$316M +$11M +463,980 +4%
Financial Engines Advisors
6
Financial Engines Advisors
California
$154M -$843K -35,698 -0.5%
Wealth Enhancement Advisory Services
7
Wealth Enhancement Advisory Services
Minnesota
$123M +$2.71M +114,942 +2%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$121M +$17.4M +735,934 +17%
Mercer Global Advisors
9
Mercer Global Advisors
Colorado
$101M +$16.1M +683,248 +19%
Osaic Holdings
10
Osaic Holdings
Arizona
$81M +$10.9M +461,798 +13%
HighTower Advisors
11
HighTower Advisors
Illinois
$75.6M +$10.7M +454,104 +17%
AA
12
Advisory Alpha
Michigan
$66.8M +$8.62M +364,990 +15%
Mariner
13
Mariner
Kansas
$64.1M +$4.6M +194,824 +8%
AWS
14
AJ Wealth Strategies
New York
$61.3M -$7.52M -318,630 -11%
Creative Planning
15
Creative Planning
Kansas
$60M +$3.5M +148,342 +6%
UBS Group
16
UBS Group
Switzerland
$59.7M +$3.24M +137,454 +6%
SC
17
Savant Capital
Illinois
$58.5M +$1.69M +71,698 +3%
PCIA
18
Prime Capital Investment Advisors
Kansas
$58.4M -$27.2M -1,150,580 -50%
MW
19
Marcum Wealth
Ohio
$56.2M +$14.3M +606,854 +34%
CAPTRUST Financial Advisors
20
CAPTRUST Financial Advisors
North Carolina
$52M +$9.95M +421,432 +24%
UCFA
21
United Capital Financial Advisors
Texas
$47.5M +$205K +8,700 +0.4%
GAM
22
Gemmer Asset Management
California
$43.8M -$2.96M -125,220 -6%
LPL Financial
23
LPL Financial
California
$42.6M -$1.81M -76,728 -4%
Northwestern Mutual Wealth Management
24
Northwestern Mutual Wealth Management
Wisconsin
$42.5M +$2.97M +125,900 +8%
FA
25
Financial Advisors
Massachusetts
$36.3M +$1.78M +75,276 +5%

SCHA Hedge Fund Activity: Q1 2022 in Review

940 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q1 2022, worth a combined $10.1B — down 3.2% from $10.5B a quarter earlier.

Buyers outnumbered sellers: 77 funds opened new SCHA positions and 73 closed out — a net gain of 4 holders — while 405 added to existing stakes and 351 trimmed.

The largest buyer was CFS Investment Advisory Services, adding an estimated $250M. The largest seller was Royal Bank of Canada, cutting an estimated $30M.

  • 940 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q1 2022, down from 950 in Q4 2021.
  • Funds reported $10.1B of Schwab U.S Small- Cap ETF stock for Q1 2022, down 3.2% quarter-over-quarter.
  • 77 funds opened new Schwab U.S Small- Cap ETF positions in Q1 2022 and 73 closed out, a net change of +4 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q1 2022 was CFS Investment Advisory Services, an estimated $250M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q1 2022 was Royal Bank of Canada, an estimated $30M sold.

Based on aggregated 13F filings for Q1 2022.