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Schwab U.S Small- Cap ETF

311 hedge funds and large institutions have $1.88B invested in Schwab U.S Small- Cap ETF in 2017 Q1 according to their latest regulatory filings, with 38 funds opening new positions, 159 increasing their positions, 85 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

171% more first-time investments, than exits

New positions opened: 38 | Existing positions closed: 14

145% more call options, than puts

Call options by funds: $1.02M | Put options by funds: $416K

87% more repeat investments, than reductions

Existing positions increased: 159 | Existing positions reduced: 85

22% more capital invested

Capital invested by funds: $1.54B → $1.88B (+$343M)

7% more funds holding

Funds holding: 290311 (+21)

7.08% more ownership

Funds ownership: 137.1%144.18% (+7.1%)

5% more funds holding in top 10

Funds holding in top 10: 4042 (+2)

Holders
311
Holders Change
+21
Holders Change %
+7.24%
% of All Funds
7.74%
Holding in Top 10
42
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+5%
% of All Funds
1.05%
New
38
Increased
159
Reduced
85
Closed
14
Calls
$1.02M
Puts
$416K
Net Calls
+$604K
Net Calls Change
+$1.1M
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$662M +$111M +7,110,264 +20%
Bank of America
2
Bank of America
North Carolina
$128M +$22.6M +1,440,304 +22%
SEI Investments
3
SEI Investments
Pennsylvania
$99.4M +$98.9M +6,313,524 New
UBS Group
4
UBS Group
Switzerland
$70.9M +$7.12M +454,688 +11%
AB
5
AT Bancorp
Iowa
$41.6M -$26.9K -1,720 -0.1%
Wealth Enhancement Advisory Services
6
Wealth Enhancement Advisory Services
Minnesota
$35.5M +$132K +8,412 +0.4%
RBA
7
Richard Bernstein Advisors
New York
$31.5M +$7.41M +473,204 +31%
FMP
8
Financial Management Professionals
Texas
$27.6M +$889K +56,776 +3%
QI
9
QS Investors
New York
$27.6M +$1.66M +105,696 +6%
SHJ
10
Sharkey, Howes & Javer
Colorado
$27.1M +$7.48M +477,568 +38%
TAT
11
TD Ameritrade Trust
Colorado
$26.9M +$265K +16,952 +1%
Charles Schwab
12
Charles Schwab
California
$24.7M +$1.87M +119,400 +8%
PFG
13
Piershale Financial Group
Illinois
$22.3M +$3.22M +205,352 +17%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$21.8M +$762K +48,668 +4%
Jane Street
15
Jane Street
New York
$19.7M +$1.83M +117,120 +10%
UCFA
16
United Capital Financial Advisors
Texas
$17.4M -$83.5K -5,332 -0.5%
GA
17
Geneva Advisors
Illinois
$16.9M +$1.4M +89,464 +9%
Ameriprise
18
Ameriprise
Minnesota
$15.9M +$3.93M +251,040 +33%
WAM
19
Wealthspire Advisors (Maryland)
Maryland
$15M -$888K -56,708 -6%
AWS
20
AJ Wealth Strategies
New York
$13.7M +$2.33M +149,040 +21%
SWM
21
SVA Wealth Management
Wisconsin
$13.5M -$330K -21,068 -2%
MWAC
22
Mariner Wealth Advisors (Cincinnati)
Ohio
$12.8M +$1.52M +97,112 +14%
CCM
23
CWH Capital Management
Washington
$11.8M +$2.35M +150,052 +25%
BWM
24
BerganKDV Wealth Management
Minnesota
$11.7M +$10.2M +652,612 +720%
AA
25
Apriem Advisors
California
$11.1M +$6.83M +436,388 +162%

SCHA Hedge Fund Activity: Q1 2017 in Review

311 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q1 2017, worth a combined $1.88B — up 22% from $1.54B a quarter earlier.

Buyers outnumbered sellers: 38 funds opened new SCHA positions and 14 closed out — a net gain of 24 holders — while 159 added to existing stakes and 85 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $111M. The largest seller was Evensky & Katz, cutting an estimated $19.9M.

  • 311 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q1 2017, up from 290 in Q4 2016.
  • Funds reported $1.88B of Schwab U.S Small- Cap ETF stock for Q1 2017, up 22% quarter-over-quarter.
  • 38 funds opened new Schwab U.S Small- Cap ETF positions in Q1 2017 and 14 closed out, a net change of +24 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q1 2017 was Charles Schwab Investment Advisory, an estimated $111M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q1 2017 was Evensky & Katz, an estimated $19.9M sold.

Based on aggregated 13F filings for Q1 2017.