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Schwab U.S Small- Cap ETF

332 hedge funds and large institutions have $1.92B invested in Schwab U.S Small- Cap ETF in 2017 Q2 according to their latest regulatory filings, with 46 funds opening new positions, 169 increasing their positions, 84 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

258% more call options, than puts

Call options by funds: $895K | Put options by funds: $250K

142% more first-time investments, than exits

New positions opened: 46 | Existing positions closed: 19

101% more repeat investments, than reductions

Existing positions increased: 169 | Existing positions reduced: 84

7% more funds holding

Funds holding: 311332 (+21)

2% more capital invested

Capital invested by funds: $1.88B → $1.92B (+$44.9M)

0.21% more ownership

Funds ownership: 144.18%144.39% (+0.21%)

17% less funds holding in top 10

Funds holding in top 10: 4235 (-7)

Holders
332
Holders Change
+21
Holders Change %
+6.75%
% of All Funds
8.28%
Holding in Top 10
35
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-16.67%
% of All Funds
0.87%
New
46
Increased
169
Reduced
84
Closed
19
Calls
$895K
Puts
$250K
Net Calls
+$645K
Net Calls Change
+$41K
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$792M +$119M +7,562,924 +18%
SEI Investments
2
SEI Investments
Pennsylvania
$118M +$17.3M +1,093,732 +17%
PCA
3
Personal Capital Advisors
California
$65.6M +$62.2M +3,936,524 +2,303%
AB
4
AT Bancorp
Iowa
$39.8M -$2.43M -154,056 -6%
Wealth Enhancement Advisory Services
5
Wealth Enhancement Advisory Services
Minnesota
$39.3M +$2.95M +186,856 +8%
QI
6
QS Investors
New York
$30.7M +$2.68M +169,588 +10%
Charles Schwab
7
Charles Schwab
California
$28.7M +$3.56M +225,332 +14%
FMP
8
Financial Management Professionals
Texas
$27.2M -$443K -28,020 -2%
ACM
9
Alpha Capital Management
Texas
$25.2M +$24.6M +1,554,712 +6,221%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$23.6M +$1.43M +90,492 +7%
SHJ
11
Sharkey, Howes & Javer
Colorado
$23.1M -$4.31M -272,684 -16%
PFG
12
Piershale Financial Group
Illinois
$22.3M
Ameriprise
13
Ameriprise
Minnesota
$18.5M +$2.36M +149,628 +15%
UCFA
14
United Capital Financial Advisors
Texas
$18M +$312K +19,724 +2%
WAM
15
Wealthspire Advisors (Maryland)
Maryland
$16.7M +$1.48M +93,988 +10%
Financial Engines Advisors
16
Financial Engines Advisors
California
$16.4M +$16.2M +1,026,176 New
GA
17
Geneva Advisors
Illinois
$15.9M -$1.24M -78,296 -7%
AWS
18
AJ Wealth Strategies
New York
$15.8M +$1.88M +119,304 +14%
MWAC
19
Mariner Wealth Advisors (Cincinnati)
Ohio
$14M +$1.02M +64,864 +8%
SWM
20
SVA Wealth Management
Wisconsin
$13.8M +$48.5K +3,072 +0.4%
BWM
21
BerganKDV Wealth Management
Minnesota
$12.8M +$869K +54,988 +7%
GAM
22
Gemmer Asset Management
California
$12.6M +$1.57M +99,332 +14%
MI
23
Moneywise Inc
Virginia
$11M +$342K +21,644 +3%
WA
24
WealthTrust-Arizona
Arizona
$10.2M +$71.9K +4,552 +0.7%
UBS Group
25
UBS Group
Switzerland
$9.59M -$61.6M -3,900,300 -87%

SCHA Hedge Fund Activity: Q2 2017 in Review

332 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q2 2017, worth a combined $1.92B — up 2.4% from $1.88B a quarter earlier.

Buyers outnumbered sellers: 46 funds opened new SCHA positions and 19 closed out — a net gain of 27 holders — while 169 added to existing stakes and 84 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $119M. The largest seller was Bank of America, cutting an estimated $121M.

  • 332 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q2 2017, up from 311 in Q1 2017.
  • Funds reported $1.92B of Schwab U.S Small- Cap ETF stock for Q2 2017, up 2.4% quarter-over-quarter.
  • 46 funds opened new Schwab U.S Small- Cap ETF positions in Q2 2017 and 19 closed out, a net change of +27 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q2 2017 was Charles Schwab Investment Advisory, an estimated $119M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q2 2017 was Bank of America, an estimated $121M sold.

Based on aggregated 13F filings for Q2 2017.