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Schwab U.S Small- Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Empower Advisory Group
1
Empower Advisory Group
Colorado
$1.36B +$26.2M +794,004 +2%
SEI Investments
2
SEI Investments
Pennsylvania
$503M -$27.3M -825,857 -6%
Bank of America
3
Bank of America
North Carolina
$497M -$27.6M -833,978 -6%
Northwestern Mutual Wealth Management
4
Northwestern Mutual Wealth Management
Wisconsin
$220M +$9.81M +296,974 +5%
Creative Planning
5
Creative Planning
Kansas
$212M -$3.94M -119,304 -2%
UBS Group
6
UBS Group
Switzerland
$187M +$1.37M +41,425 +0.8%
Financial Engines Advisors
7
Financial Engines Advisors
California
$151M -$13M -392,371 -9%
AA
8
Advisory Alpha
Michigan
$137M -$2.83M -85,576 -2%
Cerity Partners
9
Cerity Partners
New York
$136M +$5.16M +156,120 +4%
Mariner
10
Mariner
Kansas
$119M -$3.23M -97,677 -3%
Wealth Enhancement Advisory Services
11
Wealth Enhancement Advisory Services
Minnesota
$97.4M +$3.31M +100,291 +4%
LPL Financial
12
LPL Financial
California
$95.4M -$1.88M -56,838 -2%
SC
13
Savant Capital
Illinois
$95M +$48M +1,452,482 +99%
SCM
14
Steele Capital Management
Iowa
$82.2M +$385K +11,657 +0.5%
MGIA
15
Moneta Group Investment Advisors
Missouri
$75.5M +$2.13M +64,569 +3%
Jones Financial Companies
16
Jones Financial Companies
Missouri
$75.2M +$8.07M +244,123 +13%
Mercer Global Advisors
17
Mercer Global Advisors
Colorado
$73.4M +$726K +21,978 +1%
VIA
18
Vantagepoint Investment Advisers
District of Columbia
$73.2M
Osaic Holdings
19
Osaic Holdings
Arizona
$68.7M +$1.91M +57,902 +3%
Betterment LLC
20
Betterment LLC
New York
$63.4M -$2.85M -86,317 -5%
SIM
21
Sims Investment Management
Ohio
$62.7M -$10.4K -316 -0%
NYLIM
22
New York Life Investment Management
New York
$61.2M -$2.54M -76,891 -4%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$60.5M +$847K +25,621 +2%
Focus Partners Wealth
24
Focus Partners Wealth
Massachusetts
$60.3M +$11.7M +354,908 +27%
CA
25
CoreCap Advisors
Michigan
$59.9M +$2.05M +61,945 +4%