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Schwab U.S Small- Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$3.76B +$81.7M +3,487,702 +2%
Bank of America
2
Bank of America
North Carolina
$1.05B +$541M +23,076,302 +118%
Empower Advisory Group
3
Empower Advisory Group
Colorado
$580M -$21.9M -934,380 -4%
Charles Schwab
4
Charles Schwab
California
$424M -$23.6M -1,007,668 -6%
SEI Investments
5
SEI Investments
Pennsylvania
$363M -$24.2M -1,035,054 -7%
Goldman Sachs
6
Goldman Sachs
New York
$173M -$7.9M -337,320 -5%
Financial Engines Advisors
7
Financial Engines Advisors
California
$129M -$2.03M -86,748 -2%
Creative Planning
8
Creative Planning
Kansas
$119M -$4.37M -186,386 -4%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$109M -$2.99M -127,492 -3%
AA
10
Advisory Alpha
Michigan
$99.6M -$3.58M -152,884 -4%
Cerity Partners
11
Cerity Partners
New York
$94.1M -$696M -29,697,144 -89%
Osaic Holdings
12
Osaic Holdings
Arizona
$87.5M +$327K +13,938 +0.4%
UBS Group
13
UBS Group
Switzerland
$83.1M -$3.26M -138,954 -4%
Mercer Global Advisors
14
Mercer Global Advisors
Colorado
$76.1M -$1.71M -73,162 -2%
Wealth Enhancement Advisory Services
15
Wealth Enhancement Advisory Services
Minnesota
$75.2M +$2.14M +91,284 +3%
Mariner
16
Mariner
Kansas
$69.8M -$3.36M -143,430 -5%
Northwestern Mutual Wealth Management
17
Northwestern Mutual Wealth Management
Wisconsin
$68.7M +$4.9M +209,298 +8%
HighTower Advisors
18
HighTower Advisors
Illinois
$67.6M +$2.4M +102,608 +4%
LPL Financial
19
LPL Financial
California
$60.1M +$3.06M +130,812 +6%
Morgan Stanley
20
Morgan Stanley
New York
$58.8M -$1.64M -70,058 -3%
MW
21
Marcum Wealth
Ohio
$57.2M -$1.23M -52,390 -2%
SC
22
Savant Capital
Illinois
$56.9M -$1.17M -50,032 -2%
RRWA
23
Rainey & Randall Wealth Advisors
Florida
$41.6M +$599K +25,588 +2%
SCM
24
Steele Capital Management
Iowa
$35.5M -$256K -10,942 -0.8%
KFC
25
Klingenstein Fields & Co
New York
$34.9M -$910K -38,854 -3%