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Schwab U.S Small- Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Empower Advisory Group
1
Empower Advisory Group
Colorado
$846M +$167M +7,049,998 +27%
Bank of America
2
Bank of America
North Carolina
$481M +$22.7M +962,262 +5%
SEI Investments
3
SEI Investments
Pennsylvania
$392M +$27.1M +1,144,820 +8%
Financial Engines Advisors
4
Financial Engines Advisors
California
$139M +$9.12M +385,725 +8%
Northwestern Mutual Wealth Management
5
Northwestern Mutual Wealth Management
Wisconsin
$125M +$20.4M +861,800 +21%
Wealth Enhancement Advisory Services
6
Wealth Enhancement Advisory Services
Minnesota
$121M +$44.2M +1,869,642 +67%
Creative Planning
7
Creative Planning
Kansas
$119M +$3.31M +140,068 +3%
Cerity Partners
8
Cerity Partners
New York
$98.4M -$21.1M -893,342 -19%
UBS Group
9
UBS Group
Switzerland
$96.8M -$1.14M -48,132 -1%
AA
10
Advisory Alpha
Michigan
$93M -$2.91M -122,983 -3%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$75.3M -$12.1M -511,927 -15%
HighTower Advisors
12
HighTower Advisors
Illinois
$73.1M +$2.53M +107,119 +4%
Mariner
13
Mariner
Kansas
$71.8M -$2.41M -102,105 -3%
LPL Financial
14
LPL Financial
California
$61.4M +$1.07M +45,426 +2%
SCM
15
Steele Capital Management
Iowa
$57.7M +$15.5M +656,386 +40%
Mercer Global Advisors
16
Mercer Global Advisors
Colorado
$55.7M -$2.6M -110,086 -5%
Morgan Stanley
17
Morgan Stanley
New York
$48.4M -$538K -22,762 -1%
MGIA
18
Moneta Group Investment Advisors
Missouri
$48.3M +$9.5M +401,917 +27%
SIM
19
Sims Investment Management
Ohio
$46.5M +$626K +26,485 +1%
SC
20
Savant Capital
Illinois
$39.7M -$3.07M -129,906 -8%
Goldman Sachs
21
Goldman Sachs
New York
$39.6M -$30.1M -1,275,240 -45%
Betterment LLC
22
Betterment LLC
New York
$39.2M +$7.21M +305,084 +24%
RWM
23
RMG Wealth Management
Wisconsin
$36M +$32.6M +1,378,321 New
CA
24
CoreCap Advisors
Michigan
$35.5M +$3.04M +128,586 +10%
GAM
25
Gemmer Asset Management
California
$33.2M -$535K -22,629 -2%