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Schwab U.S Small- Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$2.98B -$116M -5,392,460 -4%
Empower Advisory Group
2
Empower Advisory Group
Colorado
$468M +$480M +22,313,160 New
Bank of America
3
Bank of America
North Carolina
$387M +$21.8M +1,015,226 +6%
Charles Schwab
4
Charles Schwab
California
$344M +$28.1M +1,308,326 +9%
SEI Investments
5
SEI Investments
Pennsylvania
$312M +$1.42M +66,176 +0.4%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$145M -$3.56M -165,538 -2%
Goldman Sachs
7
Goldman Sachs
New York
$138M +$3.95M +183,604 +3%
Mercer Global Advisors
8
Mercer Global Advisors
Colorado
$124M -$4.17M -194,246 -3%
Financial Engines Advisors
9
Financial Engines Advisors
California
$115M -$1.27M -59,212 -1%
Osaic Holdings
10
Osaic Holdings
Arizona
$92M +$164K +7,620 +0.2%
Creative Planning
11
Creative Planning
Kansas
$75.2M -$157K -7,308 -0.2%
AA
12
Advisory Alpha
Michigan
$71.4M -$6.84M -318,158 -9%
UBS Group
13
UBS Group
Switzerland
$65.2M +$1.09M +50,778 +2%
Mariner
14
Mariner
Kansas
$63.4M +$518K +24,092 +0.8%
Wealth Enhancement Advisory Services
15
Wealth Enhancement Advisory Services
Minnesota
$59.8M -$58.3M -2,714,008 -49%
AWS
16
AJ Wealth Strategies
New York
$54M -$974K -45,314 -2%
MW
17
Marcum Wealth
Ohio
$53.3M -$943K -43,870 -2%
HighTower Advisors
18
HighTower Advisors
Illinois
$53.3M -$26.1M -1,215,012 -32%
Ameriprise
19
Ameriprise
Minnesota
$51.3M +$10.6M +493,644 +25%
SC
20
Savant Capital
Illinois
$49.3M -$2.03M -94,350 -4%
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
$46.6M -$3.24M -150,886 -6%
Morgan Stanley
22
Morgan Stanley
New York
$44M -$12.4M -579,208 -22%
LPL Financial
23
LPL Financial
California
$42.2M -$1.69M -78,506 -4%
UCFA
24
United Capital Financial Advisors
Texas
$39.9M -$271K -12,618 -0.7%
FA
25
Financial Advisors
Massachusetts
$39.2M +$1.39M +64,838 +4%