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Schwab U.S Small- Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Empower Advisory Group
1
Empower Advisory Group
Colorado
$618M +$27M +1,057,580 +4%
Bank of America
2
Bank of America
North Carolina
$423M -$721M -28,277,234 -61%
SEI Investments
3
SEI Investments
Pennsylvania
$336M +$14.8M +580,744 +4%
Financial Engines Advisors
4
Financial Engines Advisors
California
$119M -$42.2K -1,657 -0%
Cerity Partners
5
Cerity Partners
New York
$112M +$3.49M +137,074 +3%
Creative Planning
6
Creative Planning
Kansas
$107M +$641K +25,148 +0.6%
Northwestern Mutual Wealth Management
7
Northwestern Mutual Wealth Management
Wisconsin
$95.7M +$16.6M +652,644 +19%
UBS Group
8
UBS Group
Switzerland
$90.8M +$5.06M +198,604 +5%
AA
9
Advisory Alpha
Michigan
$89M -$11M -433,014 -10%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$81.7M -$71.8M -2,817,713 -45%
Mariner
11
Mariner
Kansas
$68.9M -$101K -3,974 -0.1%
Goldman Sachs
12
Goldman Sachs
New York
$66.6M -$1.95M -76,597 -3%
Wealth Enhancement Advisory Services
13
Wealth Enhancement Advisory Services
Minnesota
$65.2M -$1.84M -72,260 -3%
HighTower Advisors
14
HighTower Advisors
Illinois
$65.2M +$4.21M +165,050 +6%
Natixis Advisors
15
Natixis Advisors
Massachusetts
$56.9M +$57M +2,236,963 +1,166%
LPL Financial
16
LPL Financial
California
$55.8M -$651K -25,559 -1%
Mercer Global Advisors
17
Mercer Global Advisors
Colorado
$54.2M -$2.19M -85,748 -4%
MW
18
Marcum Wealth
Ohio
$48.6M -$520K -20,413 -1%
Morgan Stanley
19
Morgan Stanley
New York
$45.3M -$9.2M -360,800 -16%
SIM
20
Sims Investment Management
Ohio
$42.4M +$10.1M +398,101 +28%
SC
21
Savant Capital
Illinois
$39.8M -$4.8M -188,488 -10%
SCM
22
Steele Capital Management
Iowa
$38.1M +$410K +16,100 +1%
MGIA
23
Moneta Group Investment Advisors
Missouri
$35.3M +$1.85M +72,392 +5%
GAM
24
Gemmer Asset Management
California
$31.3M -$191K -7,502 -0.6%
Focus Partners Wealth
25
Focus Partners Wealth
Massachusetts
$30.8M +$304K +11,937 +0.9%