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Schwab U.S Small- Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$4.43B +$200M +8,465,464 +5%
Bank of America
2
Bank of America
North Carolina
$764M +$44.7M +1,894,602 +6%
PCA
3
Personal Capital Advisors
California
$427M +$35.6M +1,508,032 +9%
SEI Investments
4
SEI Investments
Pennsylvania
$353M +$22.5M +955,036 +7%
Charles Schwab
5
Charles Schwab
California
$316M +$11M +463,980 +4%
Financial Engines Advisors
6
Financial Engines Advisors
California
$154M -$843K -35,698 -0.5%
Wealth Enhancement Advisory Services
7
Wealth Enhancement Advisory Services
Minnesota
$123M +$2.71M +114,942 +2%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$121M +$17.4M +735,934 +17%
Mercer Global Advisors
9
Mercer Global Advisors
Colorado
$101M +$16.1M +683,248 +19%
Osaic Holdings
10
Osaic Holdings
Arizona
$81M +$10.9M +461,798 +13%
HighTower Advisors
11
HighTower Advisors
Illinois
$75.6M +$10.7M +454,104 +17%
AA
12
Advisory Alpha
Michigan
$66.8M +$8.62M +364,990 +15%
Mariner
13
Mariner
Kansas
$64.1M +$4.6M +194,824 +8%
AWS
14
AJ Wealth Strategies
New York
$61.3M -$7.52M -318,630 -11%
Creative Planning
15
Creative Planning
Kansas
$60M +$3.5M +148,342 +6%
UBS Group
16
UBS Group
Switzerland
$59.7M +$3.24M +137,454 +6%
SC
17
Savant Capital
Illinois
$58.5M +$1.69M +71,698 +3%
PCIA
18
Prime Capital Investment Advisors
Kansas
$58.4M -$27.2M -1,150,580 -50%
MW
19
Marcum Wealth
Ohio
$56.2M +$14.3M +606,854 +34%
CAPTRUST Financial Advisors
20
CAPTRUST Financial Advisors
North Carolina
$52M +$9.95M +421,432 +24%
UCFA
21
United Capital Financial Advisors
Texas
$47.5M +$205K +8,700 +0.4%
GAM
22
Gemmer Asset Management
California
$43.8M -$2.96M -125,220 -6%
LPL Financial
23
LPL Financial
California
$42.6M -$1.81M -76,728 -4%
Northwestern Mutual Wealth Management
24
Northwestern Mutual Wealth Management
Wisconsin
$42.5M +$2.97M +125,900 +8%
FA
25
Financial Advisors
Massachusetts
$36.3M +$1.78M +75,276 +5%