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Schwab U.S Small- Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Empower Advisory Group
1
Empower Advisory Group
Colorado
$954M +$20.4M +761,532 +2%
Bank of America
2
Bank of America
North Carolina
$482M -$46.5M -1,738,326 -9%
SEI Investments
3
SEI Investments
Pennsylvania
$410M -$21.1M -790,589 -5%
Northwestern Mutual Wealth Management
4
Northwestern Mutual Wealth Management
Wisconsin
$146M +$7.95M +297,189 +6%
Financial Engines Advisors
5
Financial Engines Advisors
California
$139M -$13M -487,594 -9%
Creative Planning
6
Creative Planning
Kansas
$131M -$305K -11,396 -0.2%
Wealth Enhancement Advisory Services
7
Wealth Enhancement Advisory Services
Minnesota
$127M -$2.75M -102,915 -2%
UBS Group
8
UBS Group
Switzerland
$114M +$7.26M +271,629 +7%
AA
9
Advisory Alpha
Michigan
$113M +$9.27M +346,784 +9%
Cerity Partners
10
Cerity Partners
New York
$105M -$3.05M -113,924 -3%
HighTower Advisors
11
HighTower Advisors
Illinois
$83.8M +$3.11M +116,483 +4%
Mariner
12
Mariner
Kansas
$79.3M +$145K +5,414 +0.2%
LPL Financial
13
LPL Financial
California
$68.6M +$917K +34,287 +1%
SCM
14
Steele Capital Management
Iowa
$63.1M -$570K -21,327 -0.9%
VIA
15
Vantagepoint Investment Advisers
District of Columbia
$58.4M +$56M +2,092,621 New
Mercer Global Advisors
16
Mercer Global Advisors
Colorado
$57.5M -$3.79M -141,688 -6%
MGIA
17
Moneta Group Investment Advisors
Missouri
$54.6M +$1.3M +48,679 +3%
Morgan Stanley
18
Morgan Stanley
New York
$53.7M +$342K +12,783 +0.7%
SIM
19
Sims Investment Management
Ohio
$51.8M +$528K +19,759 +1%
SC
20
Savant Capital
Illinois
$45.2M +$1.35M +50,562 +3%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$43.3M -$38.1M -1,425,286 -48%
Betterment LLC
22
Betterment LLC
New York
$42.8M -$481K -17,989 -1%
Goldman Sachs
23
Goldman Sachs
New York
$41.9M -$1.78M -66,679 -4%
CA
24
CoreCap Advisors
Michigan
$41.3M +$2.09M +78,074 +6%
Osaic Holdings
25
Osaic Holdings
Arizona
$40.3M +$9.14M +341,814 +31%