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Schwab U.S Small- Cap ETF

236 hedge funds and large institutions have $905M invested in Schwab U.S Small- Cap ETF in 2016 Q1 according to their latest regulatory filings, with 32 funds opening new positions, 107 increasing their positions, 75 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

71% more call options, than puts

Call options by funds: $419K | Put options by funds: $245K

45% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 22

43% more repeat investments, than reductions

Existing positions increased: 107 | Existing positions reduced: 75

19% more capital invested

Capital invested by funds: $762M → $905M (+$143M)

15.31% more ownership

Funds ownership: 100.85%116.16% (+15%)

4% more funds holding in top 10

Funds holding in top 10: 2526 (+1)

4% more funds holding

Funds holding: 227236 (+9)

Holders
236
Holders Change
+9
Holders Change %
+3.96%
% of All Funds
6.29%
Holding in Top 10
26
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+4%
% of All Funds
0.69%
New
32
Increased
107
Reduced
75
Closed
22
Calls
$419K
Puts
$245K
Net Calls
+$174K
Net Calls Change
+$316K
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$292M +$33.7M +2,780,200 +14%
Bank of America
2
Bank of America
North Carolina
$53.2M +$49.2M +4,062,524 +13,909%
UBS Group
3
UBS Group
Switzerland
$47M +$38.9M +3,214,076 +802%
HSA
4
HBK Sorce Advisory
Pennsylvania
$34.1M +$5.2M +429,644 +20%
Wealth Enhancement Advisory Services
5
Wealth Enhancement Advisory Services
Minnesota
$25.8M +$4.51M +372,048 +23%
WCWM
6
Wooster Corthell Wealth Management
Connecticut
$22.5M +$2.94M +242,912 +16%
Charles Schwab
7
Charles Schwab
California
$18.6M +$1.32M +108,680 +8%
SWM
8
SVA Wealth Management
Wisconsin
$16.2M +$1.61M +132,532 +12%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$15.5M +$1.45M +119,936 +11%
RBA
10
Richard Bernstein Advisors
New York
$13.8M +$12.8M +1,057,556 New
AB
11
AT Bancorp
Iowa
$13.2M +$12.3M +1,013,984 New
QI
12
QS Investors
New York
$12.5M +$3.64M +300,824 +46%
WAM
13
Wealthspire Advisors (Maryland)
Maryland
$12.2M +$691K +57,080 +6%
CCM
14
CWH Capital Management
Washington
$9.97M -$324K -26,708 -3%
TPW
15
Tiller Private Wealth
Pennsylvania
$9.22M +$409K +33,772 +5%
SHJ
16
Sharkey, Howes & Javer
Colorado
$8.9M -$226K -18,680 -3%
TAT
17
TD Ameritrade Trust
Colorado
$8.61M +$5.7M +470,492 +246%
MM
18
Meridian Management
Arkansas
$8.41M +$1.07M +88,416 +16%
WA
19
WealthTrust-Arizona
Arizona
$8.4M +$260K +21,476 +3%
LPL Financial
20
LPL Financial
California
$8.23M +$401K +33,116 +5%
VV
21
Valentine Ventures
Oregon
$7.92M -$131K -10,812 -2%
MWAC
22
Mariner Wealth Advisors (Cincinnati)
Ohio
$7.07M +$594K +49,080 +10%
Allianz Asset Management
23
Allianz Asset Management
Germany
$6.99M -$2.36M -194,704 -27%
BWA
24
Burt Wealth Advisors
Maryland
$6.58M +$329K +27,152 +6%
MAM
25
Marquette Asset Management
Minnesota
$6.39M -$53.2K -4,396 -0.9%

SCHA Hedge Fund Activity: Q1 2016 in Review

236 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q1 2016, worth a combined $905M — up 19% from $762M a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new SCHA positions and 22 closed out — a net gain of 10 holders — while 107 added to existing stakes and 75 trimmed.

The largest buyer was Bank of America, adding an estimated $49.2M. The largest seller was BRR OpCo, exiting entirely with an estimated $11.9M sold.

  • 236 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q1 2016, up from 227 in Q4 2015.
  • Funds reported $905M of Schwab U.S Small- Cap ETF stock for Q1 2016, up 19% quarter-over-quarter.
  • 32 funds opened new Schwab U.S Small- Cap ETF positions in Q1 2016 and 22 closed out, a net change of +10 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q1 2016 was Bank of America, an estimated $49.2M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q1 2016 was BRR OpCo, an estimated $11.9M sold.

Based on aggregated 13F filings for Q1 2016.