Schwab U.S Small- Cap ETF
SCHA
137 hedge funds and large institutions have $380M invested in Schwab U.S Small- Cap ETF in 2013 Q4 according to their latest regulatory filings, with 36 funds opening new positions, 49 increasing their positions, 35 reducing their positions, and 4 closing their positions.
800% more first-time investments, than exits
New positions opened: 36 | Existing positions closed: 4
56% more funds holding in top 10
Funds holding in top 10: 9 → 14 (+5)
54% more capital invested
Capital invested by funds: $246M → $380M (+$134M)
40% more repeat investments, than reductions
Existing positions increased: 49 | Existing positions reduced: 35
30% more funds holding
Funds holding: 105 → 137 (+32)
18.17% more ownership
Funds ownership: 63.36% → 81.53% (+18%)
59% less call options, than puts
Call options by funds: $693K | Put options by funds: $1.68M
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$7.01M |
| 2 |
BIT
BlackRock Institutional Trust
San Francisco,
California
|
+$2.27M |
| 3 |
Charles Schwab
San Francisco,
California
|
+$2.25M |
| 4 |
WCWM
Wooster Corthell Wealth Management
Glastonbury,
Connecticut
|
+$2.15M |
| 5 |
HIC
Hartline Investment Corp
Winnetka,
Illinois
|
+$1.69M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Goldman Sachs
New York
|
-$5.3M |
| 2 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
-$2.85M |
| 3 |
PMG
ProVise Management Group
Clearwater,
Florida
|
-$1.38M |
| 4 |
FAAS
First Allied Advisory Services
San Diego,
California
|
-$1.38M |
| 5 |
PFG
Piershale Financial Group
Barrington,
Illinois
|
-$1.08M |
SCHA Hedge Fund Activity: Q4 2013 in Review
137 of the 3,459 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q4 2013, worth a combined $380M — up 54% from $246M a quarter earlier.
Buyers outnumbered sellers: 36 funds opened new SCHA positions and 4 closed out — a net gain of 32 holders — while 49 added to existing stakes and 35 trimmed.
The largest buyer was Susquehanna International Group, adding an estimated $7.01M. The largest seller was Goldman Sachs, cutting an estimated $5.3M.
- 137 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q4 2013, up from 105 in Q3 2013.
- Funds reported $380M of Schwab U.S Small- Cap ETF stock for Q4 2013, up 54% quarter-over-quarter.
- 36 funds opened new Schwab U.S Small- Cap ETF positions in Q4 2013 and 4 closed out, a net change of +32 holders.
- The largest Schwab U.S Small- Cap ETF buyer in Q4 2013 was Susquehanna International Group, an estimated $7.01M added.
- The largest Schwab U.S Small- Cap ETF seller in Q4 2013 was Goldman Sachs, an estimated $5.3M sold.
Based on aggregated 13F filings for Q4 2013.