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Schwab U.S Small- Cap ETF
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Overview Fund Activity

136 hedge funds and large institutions have $376M invested in Schwab U.S Small- Cap ETF in 2013 Q4 according to their latest regulatory filings, with 35 funds opening new positions, 49 increasing their positions, 35 reducing their positions, and 4 closing their positions.

Holders
136
Holders Change
+31
Holders Change %
+29.52%
% of All Funds
3.95%
Holding in Top 10
14
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+55.56%
% of All Funds
0.41%
New
35
Increased
49
Reduced
35
Closed
4
Calls
$693K
Puts
$1.68M
Net Calls
-$982K
Net Calls Change
-$327K

Top Buyers

1
SMG
1
Spectrum Management Group
Indiana
$35.5M
2
KFA
2
Kays Financial Advisory
Georgia
$24.1M
3
PP
3
Pension Partners
New York
$12.4M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$9.49M
5
AWM
5
Avior Wealth Management
Nebraska
$5.18M

Top Sellers

1
Goldman Sachs
1
Goldman Sachs
New York
$1.18M
2
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$3.73M
3
PMG
3
ProVise Management Group
Florida
$6.53M
4
FAAS
4
First Allied Advisory Services
California
$875K
5
PFG
5
Piershale Financial Group
Illinois
$3.76M
Name Market Value Shares Shares
Change 		Shares
Change %
CSIA
1
Charles Schwab Investment Advisory
California
$70.1M 1,335,291 -1,211 -0.1%
SMG
2
Spectrum Management Group
Indiana
$35.5M 675,440 +675,440 New
HSA
3
HBK Sorce Advisory
Pennsylvania
$31.7M 604,245 -17,681 -3%
KFA
4
Kays Financial Advisory
Georgia
$24.1M 458,373 +458,373 New
WCWM
5
Wooster Corthell Wealth Management
Connecticut
$19.3M 367,969 +42,743 +13%
FMP
6
Financial Management Professionals
Texas
$19.3M 367,163 -8,567 -2%
PP
7
Pension Partners
New York
$12.4M 236,198 +236,198 New
Charles Schwab
8
Charles Schwab
California
$10.7M 203,460 +44,715 +28%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$9.49M 180,737 +139,481 +338%
MM
10
Meridian Management
Arkansas
$9.22M 175,590 -3,389 -2%
PMG
11
ProVise Management Group
Florida
$6.53M 124,402 -27,473 -18%
Citigroup
12
Citigroup
New York
$5.25M 100,000 -17 -0%
AWM
13
Avior Wealth Management
Nebraska
$5.18M 98,573 +98,573 New
BFG
14
Bouchey Financial Group
New York
$4.46M 83,459 +83,459 New
AA
15
Apriem Advisors
California
$4.21M 80,112 +3,392 +4%
WCM
16
Wisconsin Capital Management
Wisconsin
$4.1M 78,010 -14,555 -16%
PFG
17
Piershale Financial Group
Illinois
$3.76M 71,655 -21,396 -23%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$3.73M 71,130 -56,755 -44%
UCFA
19
United Capital Financial Advisors
Texas
$3.71M 70,711 +23,237 +49%
BIT
20
BlackRock Institutional Trust
California
$3.52M 67,100 +45,100 +205%
NIC
21
Northwest Investment Counselors
Oregon
$3.47M 66,124 +6,910 +12%
AP
22
Advisors Preferred
Maryland
$3.41M 64,963 +64,963 New
MAM
23
Marquette Asset Management
Minnesota
$3.35M 63,832 +1,706 +3%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$3.26M 62,125 +12,041 +24%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$3.17M 60,283 -9,391 -13%
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