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Schwab U.S Small- Cap ETF

510 hedge funds and large institutions have $3.72B invested in Schwab U.S Small- Cap ETF in 2018 Q3 according to their latest regulatory filings, with 55 funds opening new positions, 258 increasing their positions, 140 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

139% more first-time investments, than exits

New positions opened: 55 | Existing positions closed: 23

84% more repeat investments, than reductions

Existing positions increased: 258 | Existing positions reduced: 140

12% more capital invested

Capital invested by funds: $3.32B → $3.72B (+$400M)

6% more funds holding

Funds holding: 483510 (+27)

2.33% more ownership

Funds ownership: 168.46%170.79% (+2.3%)

9% more call options, than puts

Call options by funds: $541K | Put options by funds: $495K

0% more funds holding in top 10

Funds holding in top 10: 5858 (0)

Holders
510
Holders Change
+27
Holders Change %
+5.59%
% of All Funds
11.66%
Holding in Top 10
58
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
1.33%
New
55
Increased
258
Reduced
140
Closed
23
Calls
$541K
Puts
$495K
Net Calls
+$46K
Net Calls Change
-$307K
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$1.46B +$56M +2,934,660 +4%
SEI Investments
2
SEI Investments
Pennsylvania
$223M -$11.4M -597,440 -5%
PCA
3
Personal Capital Advisors
California
$161M +$10M +526,504 +7%
Ameriprise
4
Ameriprise
Minnesota
$108M +$8.94M +468,852 +17%
PFG
5
Piershale Financial Group
Illinois
$70.6M +$70.7M +3,707,344 New
Charles Schwab
6
Charles Schwab
California
$54.3M +$3.05M +159,892 +6%
Wealth Enhancement Advisory Services
7
Wealth Enhancement Advisory Services
Minnesota
$52.9M -$3.46M -181,564 -5%
AB
8
AT Bancorp
Iowa
$42.3M -$2.64M -138,388 -6%
TAT
9
TD Ameritrade Trust
Colorado
$38.8M -$438K -22,972 -1%
FMP
10
Financial Management Professionals
Texas
$36.2M -$1.37M -71,912 -4%
QI
11
QS Investors
New York
$32.8M -$3.11M -162,836 -9%
ACM
12
Alpha Capital Management
Texas
$31.3M +$28.8K +1,508 +0.1%
Bank of America
13
Bank of America
North Carolina
$29.4M +$4.02M +210,968 +16%
AWS
14
AJ Wealth Strategies
New York
$27M +$1.56M +81,732 +6%
UCFA
15
United Capital Financial Advisors
Texas
$26.7M +$487K +25,540 +2%
WAM
16
Wealthspire Advisors (Maryland)
Maryland
$26.3M +$809K +42,432 +3%
GAM
17
Gemmer Asset Management
California
$24.7M +$4.92M +258,088 +25%
AA
18
Apriem Advisors
California
$23.2M +$5.88M +308,216 +34%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$23M -$288K -15,080 -1%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$22.8M +$7.85M +411,768 +52%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$22.5M +$10.6M +557,488 +89%
SHJ
22
Sharkey, Howes & Javer
Colorado
$22.4M -$186K -9,760 -0.8%
TCM
23
Tradewinds Capital Management
Washington
$20.9M +$13.4M +705,192 +180%
HGWM
24
Harvest Group Wealth Management
Massachusetts
$20.5M +$16.3M +853,528 +381%
KFC
25
Klingenstein Fields & Co
New York
$19.5M +$1.93M +101,260 +11%

SCHA Hedge Fund Activity: Q3 2018 in Review

510 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2018, worth a combined $3.72B — up 12% from $3.32B a quarter earlier.

Buyers outnumbered sellers: 55 funds opened new SCHA positions and 23 closed out — a net gain of 32 holders — while 258 added to existing stakes and 140 trimmed.

The largest buyer was Piershale Financial Group, opening a new position worth an estimated $70.7M. The largest seller was QCI Asset Management, cutting an estimated $15.8M.

  • 510 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2018, up from 483 in Q2 2018.
  • Funds reported $3.72B of Schwab U.S Small- Cap ETF stock for Q3 2018, up 12% quarter-over-quarter.
  • 55 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2018 and 23 closed out, a net change of +32 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2018 was Piershale Financial Group, an estimated $70.7M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2018 was QCI Asset Management, an estimated $15.8M sold.

Based on aggregated 13F filings for Q3 2018.