Payden & Rygel’s Schwab U.S Small- Cap ETF SCHA Stock Holding History

Payden & Rygel’s Portfolio SCHA Stock Details SCHA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-984,940	Closed	-$18.8M	–	125
2018 Q3	$18.8M	Buy	984,940 +787,820	+400%	+$15M	1.43%	34
2018 Q2	$3.63M	Sell	197,120 -2,080	-1%	-$37.6K	0.29%	62
2018 Q1	$3.44M	Buy	199,200 +97,200	+95%	+$1.71M	0.28%	65
2017 Q4	$1.78M	Buy	+102,000	New	+$1.75M	0.15%	69
2014 Q3	–	Sell	-49,600	Closed	-$680K	–	223
2014 Q2	$680K	Hold	49,600	–	–	0.17%	69
2014 Q1	$665K	Hold	49,600	–	–	0.26%	63
2013 Q4	$651K	Buy	+49,600	New	+$623K	0.22%	75

Other funds holding SCHA

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

SEI Investments Oaks, Pennsylvania $108B AUM 26.14% 1-Year Est. Return

PCA

Personal Capital Advisors Redwood City, California $20.6B AUM 13.65% 1-Year Est. Return

Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

Financial Engines Advisors Santa Clara, California $49.2B AUM 14.31% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AT Bancorp Dubuque, Iowa $823M AUM 0.35% 1-Year Est. Return

TAT

TD Ameritrade Trust Denver, Colorado $285M AUM 0.17% 1-Year Est. Return

Mariner Overland Park, Kansas $85.7B AUM 24.21% 1-Year Est. Return

Payden & Rygel's SCHA Position: Q4 2018 in Review

Payden & Rygel sold out of Schwab U.S Small- Cap ETF (SCHA) in Q4 2018, closing a stake of 984,940 shares — an estimated $18.8M sold.

Payden & Rygel first reported a position in SCHA in Q4 2013 and held it in 7 quarters. The position peaked at $18.8M in Q3 2018. 559 funds tracked by Wall St. Rank hold SCHA as of Q4 2018.

Payden & Rygel reported no remaining Schwab U.S Small- Cap ETF position as of Q4 2018 after selling out during the quarter.
Payden & Rygel sold 984,940 Schwab U.S Small- Cap ETF shares in Q4 2018, an estimated $18.8M.
Payden & Rygel first reported a position in Schwab U.S Small- Cap ETF in Q4 2013 and held it in 7 quarters.
Payden & Rygel's Schwab U.S Small- Cap ETF position peaked at $18.8M in Q3 2018.
559 funds tracked by Wall St. Rank held Schwab U.S Small- Cap ETF as of Q4 2018.

Based on Payden & Rygel's 13F filing for Q4 2018, filed 25 Jan 2019.